Compliance Officer (Financial Promotions)

OFS; Greater London; Hybrid; GBP 60,000 - 95,000; Full time

Job summary

An established industry player is seeking a Compliance Analyst to join their dynamic London team. This role offers a unique opportunity to engage with financial promotions, ensuring compliance with UK regulations while collaborating with various business lines. The ideal candidate will possess strong compliance experience and a solid understanding of FCA guidelines, contributing to a high-performing team. If you're passionate about compliance in the financial sector and eager to make a significant impact, this position is perfect for you.

Qualifications

• Strong compliance experience in financial services.
• Solid understanding of financial promotions regulation.
• Excellent communication and organizational skills.

Responsibilities

• Review and approve financial promotions per regulations.
• Provide compliance advice to marketing teams.
• Ensure adherence to UK regulatory frameworks.

Skills

Compliance experience

Financial promotions regulation

UK financial services regulation

Communication skills

Attention to detail

Job description

Compliance Officer (Financial Promotions)

Compliance Officer (Financial Promotions)

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Job Title: Compliance Analyst (Financial Promotions)

Location: London (Hybrid – Remote and Office-based)

Type: Permanent

Salary: Competitive base salary + bonus package

A leading financial services firm is seeking a Compliance Analyst to join their London-based team. This is an excellent opportunity for a compliance professional with experience in financial promotions, marketing and distribution to work in a collaborative, high-performing environment.

Responsibilities:

• Review and approve financial promotions and marketing materials in line with regulatory requirements
• Provide compliance advice to marketing and distribution teams across business lines
• Ensure adherence to UK regulatory frameworks, including FCA rules and guidelines
• Support the broader compliance team with monitoring and reporting activities
• Contribute to internal training and awareness initiatives on financial promotions compliance

Requirements:

• Strong compliance experience within the financial services sector
• Solid understanding of financial promotions regulation and distribution practices
• Practical knowledge of UK financial services regulation, particularly FCA guidelines
• Excellent communication skills and the ability to engage with a variety of stakeholders
• Strong attention to detail and organisational skills

This role offers the opportunity to be part of a collaborative team, with exposure to a wide range of business activities and the chance to contribute to an evolving compliance function.

Seniority level

• Seniority level

  Not Applicable

Employment type

• Employment type

  Full-time

Job function

• Job function

  Other

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