Compliance Monitoring Manager

JR United Kingdom; Sunderland; On-site; GBP 40,000 - 60,000; Full time

Job summary

A prominent Financial Services client is seeking a Compliance Monitoring Manager based in Sunderland. The role involves designing compliance monitoring plans, conducting oversight of compliance activities, and providing expert advice on compliance standards. Ideal candidates will possess substantial experience in compliance roles within the financial sector, strong stakeholder management abilities, and in-depth understanding of regulatory frameworks.

Qualifications

• Experience working in a compliance role within Financial Services.
• Strong exposure to completing compliance monitoring reviews.
• Knowledge of the FCA handbook and regulatory framework.

Responsibilities

• Provide oversight of first line activities through monitoring.
• Design the compliance monitoring plan and oversee activities.
• Assist in annual compliance reviews and risk assessments.

Skills

Strong communication

Stakeholder management

Compliance monitoring

Education

Experience in compliance role within Financial Services

Tools

FCA handbook

Job description

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Compliance Monitoring Manager, sunderland, tyne and wear

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Client:

Meraki Talent

Location:

sunderland, tyne and wear, United Kingdom

Job Category:

Other

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EU work permit required:

Yes

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Job Views:

3

Posted:

16.06.2025

Expiry Date:

31.07.2025

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Job Description:

Compliance Monitoring Manager

Meraki Talent’s Financial Services client are looking for a Compliance Monitoring Manager to join their team on a permanent basis.

Responsibilities of the Compliance Monitoring Manager:

-Provide oversight of first line activities by carrying out monitoring activities driving actions to make improvements

-Design the annual compliance monitoring plan and oversee agreed monitoring activities, including scoping, fieldwork, documentation and reporting

-Assist in annual compliance reviews and risk assessments

-Provide compliance advice to the business around compliance monitoring, compliance standards and processes

Background of the Compliance Monitoring Manager:

-Experience working in a compliance role within Financial Services

-Strong exposure to completing compliance monitoring reviews

-Knowledge of the FCA handbook and the financial services regulatory framework

-Strong communication and stakeholder management skills