Compliance Monitoring Manager

JR United Kingdom; City Of London; Hybrid; GBP 70,000 - 100,000; Full time

Job summary

A leading global trading platform is seeking a Compliance Monitoring Manager to oversee compliance operations and lead a team in a dynamic environment. This role is pivotal in ensuring ethical and transparent practices in financial services while offering flexible working arrangements and a competitive salary.

Benefits

Competitive Salary

Flexible Working

Global Remote Work Policy

Comprehensive Benefits

Generous Holiday Allowance

Paid Volunteer Days

Referral Bonuses

Qualifications

• 5+ years’ experience in compliance monitoring in a regulated financial services firm.
• Experience in CFD, spread betting, trading, or brokerage is desirable.
• Strong working knowledge of FCA rules and global regulatory frameworks.

Responsibilities

• Lead the delivery of a global monitoring and assurance programme.
• Design and deliver compliance monitoring programmes aligned with regulations.
• Prepare reports for senior management highlighting key findings.

Skills

Compliance Monitoring

Analytical Skills

Team Management

Communication Skills

Regulatory Knowledge

Job description

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Compliance Monitoring Manager, london (city of london)

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Client:

Location:

london (city of london), United Kingdom

Job Category:

Other

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EU work permit required:

Yes

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Job Views:

2

Posted:

26.06.2025

Expiry Date:

10.08.2025

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Job Description:

? We’re Hiring: Compliance Monitoring Manager | Global Trading Platform ?

Join a top-rated trading and digital assets platform that’s expanding rapidly across the globe. Renowned for innovation, seamless user experience, and award-winning tech, we’re on a mission to raise the bar in financial services — and we’re looking for a Compliance Monitoring Manager to help us get there.

? Location: London

? Industry: Online Trading | CFDs | Spread Betting | Digital Assets

??? Reports To: Group Head of Compliance

? Team Management: Yes

? About the Role

We’re looking for an experienced Compliance Monitoring Manager to lead the delivery of our global monitoring and assurance programme. You’ll play a central role in protecting the integrity of our operations by identifying regulatory risks, delivering independent reviews, and embedding best practices across the compliance landscape.

This is an ideal opportunity for someone who thrives in fast-paced, international environments and is passionate about keeping financial services ethical, transparent, and accountable.

? What You’ll Do

• Design and deliver a global, risk-based compliance monitoring programme aligned with our regulatory obligations
• Conduct thematic reviews, identify gaps or weaknesses, and recommend practical improvements
• Maintain a dynamic monitoring plan and compliance risk assessment that reflects the firm’s risk appetite
• Prepare reports for senior management highlighting key findings, risk trends, and remediation status
• Manage and mentor a team of compliance professionals, ensuring consistency and quality in review work
• Work closely with local compliance teams, marketing, internal audit, and risk functions to drive compliance culture
• Track and assess regulatory changes, ensuring timely integration into the compliance monitoring framework
• Represent the compliance function in audits, regulatory inspections, and internal assurance activities
• Maintain accurate records of monitoring activities, findings, actions, and progress

What You’ll Need

• 5+ years’ experience in compliance monitoring, assurance, or internal audit in a regulated financial services firm
• Experience in CFD, spread betting, trading, or brokerage is highly desirable
• Strong working knowledge of FCA rules, global regulatory frameworks, and conduct standards
• Prior experience managing or mentoring a team
• Skilled in interpreting regulatory requirements and applying them in a fast-moving commercial context
• Confident communicator – both written and verbal – with experience presenting to senior leadership
• Highly analytical with strong attention to detail and documentation standards
• Proven ability to influence and work cross-functionally in an international setting

? What’s in It for You?

• Competitive Salary – Your expertise is valued, and we make sure you're rewarded
• Flexible Working – Hybrid structure with a focus on work-life harmony
• Global Remote Work Policy – Work from anywhere in the world for up to 30 days a year
• Comprehensive Benefits – Health, pension, and tailored perks depending on location
• Generous Holiday Allowance – Recharge properly with strong leave policies
• Paid Volunteer Days – 2 extra days off each year for causes close to your heart
• Referral Bonuses – Help us grow the team and get rewarded

? Why This Role?

You'll be joining a fast-growing fintech leader at the forefront of trading innovation. This is more than just a monitoring role — it’s a chance to help shape how compliance is done globally, influence business decisions, and work with a brilliant team in a high-impact space.