Compliance Monitoring and Assurance Manager | S3 | Compliance

Santander; Glasgow; Hybrid; GBP 55,000 - 75,000; Full time

Job summary

Santander is seeking a Compliance Monitoring and Assurance Manager in Glasgow. This role focuses on assessing Conduct and Compliance risks within the banking sector. The candidate will lead reviews and improve risk management controls, drive corrective actions, and produce detailed reports. Flexible working arrangements and part-time options are available.

Benefits

Discretionary performance bonus

Pension contributions

Holiday entitlement with options for additional days

Car allowance

Private medical insurance

Healthcare benefits

Share plans and product discounts

Qualifications

• Proven experience in leading risk-based compliance reviews.
• Deep knowledge of regulatory risk assurance methodologies.
• Strong understanding of UK regulatory requirements.

Responsibilities

• Lead compliance monitoring planning and execution.
• Manage review teams and ensure comprehensive reporting.
• Produce high-quality reports communicating findings.

Skills

Analytical skills

Problem-solving skills

Excellent communication

Interpersonal skills

Project management

Job description

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Compliance Monitoring and Assurance Manager | S3 | Compliance, Glasgow

Location: Glasgow, United Kingdom

Job Category: Other

EU work permit required: Yes

Job Reference:

6b3405a3ab39

Job Views:

11

Posted:

22.06.2025

Expiry Date:

06.08.2025

Job Description:

Compliance Monitoring and Assurance Manager | S | Compliance

This is a fantastic opportunity to work within our Conduct and Compliance risk management framework. You will assess and report on Conduct and Compliance risks, behaviors, and attitudes to support the Compliance Monitoring and Assurance strategy across the UK.

You will lead risk-based assurance reviews, identify risk themes, potential customer harms, and root causes. You will drive corrective actions to mitigate these risks and improve control frameworks.

If you have experience in a similar role and an inquisitive mindset, this could be a great career development opportunity.

The key responsibilities include:

1. Leading planning and execution of compliance monitoring to assess the effectiveness of systems and controls for good customer outcomes and risk management.
2. Managing review teams, ensuring comprehensive scoping, testing, and reporting, considering FCA and other regulatory requirements.
3. Recommending and overseeing timely actions to enhance controls and customer outcomes.
4. Producing high-quality reports communicating findings, risks, and recommendations.
5. Managing stakeholder relationships at all levels.
6. Supporting the development of the Compliance Monitoring Plan and methodology.

Required qualifications and skills:

1. Proven experience leading risk-based compliance reviews focusing on non-financial risks.
2. Deep knowledge of conduct and regulatory risk assurance methodologies and frameworks across banking sectors.
3. Strong understanding of UK regulatory requirements including FCA Handbook and Consumer Duty.
4. Analytical and problem-solving skills to evaluate complex issues.

Preferred additional skills:

1. Excellent communication skills, both written and verbal.
2. Strong interpersonal and influencing skills for effective collaboration.
3. Proactive, detail-oriented approach.
4. Effective project and time management skills.

Additional information:

This role can be based in Glasgow or Milton Keynes. We support flexible working arrangements and encourage applicants to consider travel and commuting factors. We welcome applications for part-time or job-share arrangements.

At Santander, we value diversity and inclusion, striving to create a workplace where everyone belongs and can succeed.

Compensation and benefits include:

• Discretionary performance bonus
• Salary contributions to pension up to a certain percentage
• Holiday entitlement plus options to purchase additional days
• Car allowance
• Private medical insurance
• Healthcare benefits, death-in-service, income protection insurance
• Share plans and product discounts

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