Compliance Manager, UK

eToro

City Of London

Sur place

GBP 70 000 - 110 000

Plein temps

Il y a 9 jours

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Résumé du poste

eToro is seeking a Compliance Manager to lead the UK compliance team in shaping an AI-first operating model. You will support regulatory change, product governance, and financial promotions while building auditable AI-enabled workflows.

You will partner with the UK Head of Compliance, senior management, and business teams to translate complex regulations into practical policies and controls. The role requires strong judgment, independence, and the ability to challenge senior stakeholders across

Qualifications

  • 5+ years of compliance experience in financial services.
  • Experience with AI, automation, data analysis or workflow tools.
  • Regulatory change, policy development or product governance experience.
  • Strong knowledge of UK regulations (Consumer Duty, conduct risk and customer outcomes).
  • Ability to interpret regulatory requirements and translate them into practical controls and processes.
  • Strong judgment, independence and confidence when advising senior stakeholders.
  • Experience with crypto or digital assets is a plus.

Responsabilités

  • Build and quality-assure AI-enabled compliance workflows within a controlled framework.
  • Assess and implement UK regulatory developments, including the FCA crypto regime.
  • Translate regulatory requirements into practical policies, controls and business requirements.
  • Provide input into product design, reviews, target-market assessments, fair-value assessments and customer outcomes.
  • Develop and maintain compliance policies, monitoring plans, records, training and guidance.
  • Manage Compliance involvement in Financial Ombudsman Service complaints and identify trends.
  • Review and approve financial promotions, providing risk-based compliance advice.
  • Prepare regulatory updates and briefing materials for senior stakeholders.
  • Provide constructive challenge to business teams and elevate material or higher-risk matters.

Connaissances

AI experience
Automation
Data analysis
Workflow tools

Description du poste

Description

We are looking for a Compliance Manager to join our UK Compliance team and help shape an AI-first compliance operating model. In this role, you will support regulatory change, product governance, financial promotions, complaints and compliance monitoring, while building controlled and auditable AI-enabled workflows.

You will work closely with the UK Head of Compliance, senior management, Group Compliance and business teams, using sound professional judgment to translate complex regulatory requirements into practical policies, controls and processes.

Responsibilities
  • Build, operate and quality-assure AI-enabled compliance workflows within a controlled and auditable framework.
  • Support the assessment and implementation of UK regulatory developments, including the upcoming FCA cryptoasset regulatory regime.
  • Translate regulatory requirements into practical policies, procedures, controls and business requirements.
  • Provide compliance input into product design, product reviews, target-market assessments, fair-value assessments and customer outcomes.
  • Develop and maintain compliance policies, monitoring plans, records, training and guidance.
  • Manage Compliance involvement in Financial Ombudsman Service complaints and identify relevant trends and root causes.
  • Review and approve financial promotions, providing practical and risk-based compliance advice.
  • Prepare regulatory updates, management information and briefing materials for senior stakeholders and governance forums.
  • Provide constructive challenge to business teams and elevate material or higher-risk matters as appropriate.
Requirements
  • 5+ years of relevant compliance experience within financial services, preferably in a regulated fintech, investment firm or digital platform.
  • Practical experience with AI, automation, data analysis or workflow tools.
  • Experience in regulatory change, policy development, compliance advisory or product governance.
  • Strong knowledge of UK regulations, including Consumer Duty, conduct risk and customer-outcome principles.
  • Ability to interpret complex regulatory requirements and turn them into practical controls and business processes.
  • Strong judgment, independence, and confidence when advising and challenging senior stakeholders.
  • Excellent written, verbal and stakeholder-management skills.
  • Ability to manage multiple priorities in a fast-paced environment.
  • Experience with financial promotions, complaints or digital assets and crypto is an advantage.
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