Compliance Manager - Private Wealth Management

Robert Walters UK; London; Hybrid; GBP 100,000 - 120,000; Full time

Job summary

An exciting opportunity awaits a seasoned Compliance Manager to join a dynamic wealth management firm in London. This role offers the chance to implement firm-wide policies and oversee compliance monitoring, ensuring the integrity of operations. The ideal candidate will have over 7 years of experience in the financial services sector, strong analytical skills, and a keen eye for detail. With a competitive salary and the opportunity to work in a hybrid environment, this role is perfect for those looking to make a significant impact in a forward-thinking company that values teamwork and innovation.

Qualifications

• 7+ years of experience in compliance within financial services.
• Strong knowledge of UK regulations and industry practices.

Responsibilities

• Implement firm-wide compliance policies and monitor adherence.
• Design control systems for ethical standards and lead training sessions.

Skills

Compliance Management

Analytical Skills

Report Writing

Organizational Skills

Knowledge of UK Regulations

Education

University Degree (2:1 minimum)

Job description

Compliance Manager - Private Wealth Management

Save job

Compliance Manager (Private Wealth)Salary: £100,000 - £120,000Location: LondonKeywords: Compliance, Manager, Financial Services, Policies, RegulationsAn exciting opportunity has arisen for a seasoned Compliance Manager to join a dynamic wealth management firm. This role offers the chance to work within a growing, innovative company that values teamwork, mastery, and empathy. The successful candidate will be responsible for implementing firm-wide policies and overseeing compliance monitoring reports. With a competitive salary of £100,000 - £120,000 and based in the vibrant city of London, this role is perfect for an individual with strong analytical skills and excellent attention to detail.* Competitive salary of £100,000 - £120,000* Based in London* Opportunity to work in a dynamic wealth management firm

What you'll do:

As a Compliance Manager, you will play a crucial role in maintaining the integrity of our client's operations. You will be tasked with reviewing and implementing firm-wide policies, designing control systems to handle any violations, and leading training sessions on legal and compliance issues. Your ability to communicate clearly at all levels both internally and externally will be key in this role. You will also provide invaluable support to the Head of Legal and Compliance.

• Implement firm-wide policies ensuring compliance with applicable laws and regulations
• Design and monitor control systems to deal with violations of ethical standards and internal policies
• Work closely with the Head of Compliance on a day-to-day basis
• Lead employee training sessions on legal and compliance issues
• Review and approve financial promotions
• Provide support to the Head of Legal and Compliance

What you bring:

The ideal candidate for this Compliance Manager role will bring a wealth of experience from the financial services sector. With at least 7 years' experience in a similar role, you'll have strong knowledge of industry practices and UK regulations. Your excellent organisational skills will enable you to manage your workload effectively even under pressure. A university degree (2:1 minimum) is required for this role. Your strong report writing skills will be essential in communicating complex information clearly.

• Minimum of 7 years’ experience as a compliance officer or similar position in the financial services sector
• Strong knowledge of industry practices and UK regulations
• Excellent organisational skills
• Ability to work under pressure and to tight timescales
• University degree (2:1 minimum)
• Strong report writing skills

What sets this company apart:

Our client is proud to be the UK’s first financial services B Corporation member, asserting that businesses can benefit shareholders whilst also solving social and environmental problems. They aim to influence the way investing and charitable giving are viewed in both the financial and wider communities, promoting accountability standards that being a B Corp member represents.

What's next:

Ready for an exciting new challenge? Apply now!

Apply Today by sending your CV along with the job title 'Compliance Manager' to the provided email address.

Robert Walters Operations Limited is an employment business and employment agency and welcomes applications from all candidates

About the job

Contract Type: FULL_TIME

Focus: Compliance

Workplace Type: Hybrid

Experience Level: Mid Management

Location: London

Contract Type: FULL_TIME

Specialism: Banking & Financial Services

Focus: Compliance

Industry: Financial Services

Salary: £110,000 - £120,000 per annum

Workplace Type: Hybrid

Experience Level: Mid Management

Location: London

FULL_TIME

Job Reference: 65WU5W-934F6CEF

Date posted: 23 April 2025

Consultant: Emily Hamburg

london banking-financial-services/compliance 2025-04-23 2025-06-22 financial-services London London GB GBP 110000 120000 120000 YEAR Robert Walters https://www.robertwalters.co.uk https://www.robertwalters.co.uk/content/dam/robert-walters/global/images/logos/web-logos/square-logo.png true