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Compliance Manager, Control Room

JR United Kingdom

Telford

On-site

GBP 50,000 - 75,000

Full time

2 days ago
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Job summary

A leading investment banking client is seeking a Compliance Manager for a 6-month contract in Telford. The role involves managing control room tasks, ensuring compliance with regulations, and leading a junior team. Candidates must have a professional background in compliance, particularly in control room settings, along with strong analytical and organizational skills.

Qualifications

  • Experience in a Compliance role related to control room monitoring.
  • Deep understanding of Compliance principles.
  • Knowledge of Takeover Panel rules and UK regulatory framework.

Responsibilities

  • Assist in managing Control Room tasks and supervise deliverables.
  • Manage and control Watch, Grey, and Restricted Lists.
  • Ensure regulatory compliance related to disclosures.

Skills

Compliance principles
Analytical skills
Organizational skills
Risk awareness

Education

Professional qualification in Compliance

Job description

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Compliance Manager, Control Room, Telford

Client: Lorien

Location: Telford, United Kingdom

Job Category: Other

EU work permit required: Yes

Job Views:

3

Posted:

06.06.2025

Expiry Date:

21.07.2025

Job Description:

6 Month Contract - Inside IR35 - Investment Banking

Our industry-leading investment banking client is looking for a Compliance Manager on a 6-month contract, with experience working in a control room within financial services.

Core responsibilities:

  • Assist in managing Control Room tasks, supervising deliverables, and acting as an escalation point for junior team members.
  • Manage and control Watch, Grey, and Restricted Lists, and resolve potential conflicts of interest.
  • Support implementation of control room policies and procedures.
  • Ensure regulatory compliance related to disclosures to entities like the Takeover Panel and FCA.
  • Review research reports against lists to identify conflicts of interest.
  • Identify solutions for compliance issues and complex problems.
  • Manage projects and contribute to strategic initiatives.
  • Lead training efforts for junior staff.
  • Recommend improvements to monitoring plans and control room effectiveness.
  • Represent the UK Compliance function in committees.
  • Deliver training programs.

Knowledge, Skills, and Experience:

  • Professional qualification and experience in a Compliance role related to control room monitoring.
  • Deep understanding of Compliance principles, especially in control room activities.
  • Knowledge of Takeover Panel rules, including disclosures.
  • Experience with Information Barriers and list processes.
  • Proficiency in Investment Research Clearance.
  • Understanding of UK regulatory framework in banking.
  • Risk awareness and analytical skills.
  • Ability to solve complex problems and make sound decisions.
  • Autonomous work capability.
  • Organizational skills and ability to meet deadlines.
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