Compliance Manager

IDEX Consulting Ltd; Greater London; On-site; GBP 85,000 - 120,000; Full time

Job summary

IDEX Consulting Ltd is seeking a Compliance Manager for a specialist reinsurance business in London. The role covers owning the compliance framework, annual monitoring plan, FCA reporting, licensing, governance, audits, board reporting and training.

The ideal candidate has reinsurance compliance experience, London market familiarity, and comfort handling day-to-day activities with potential international/European exposure.

Qualifications

• Reinsurance experience essential.
• Compliance experience within an insurer or reinsurer, ideally within the London market.
• Comfortable getting into the detail and managing the day-to-day compliance agenda.
• International/European entity or branch experience would be beneficial.
• Useful but not essential: SOX control testing, GDPR/privacy exposure and OneTrust (or similar).

Responsibilities

• Own the compliance policies, procedures framework and annual Compliance Monitoring Plan.
• FCA regulatory reporting end-to-end, including internal review and approval.
• Licensing documentation, permissions and renewals across the operating entities.
• Broker TOBA management and annual broker checks.
• Managing the outsourced compliance provider.
• Coordinating internal audits and external control testing.
• Governance and company secretarial support, including Board and committee coordination.
• Compliance training, Board reporting and issue management.

Skills

Reinsurance experience

Compliance knowledge

London market experience

International/European experience

Tools

OneTrust

Job description

Compliance Manager | Reinsurance | London |

I’m exclusively recruiting for a Compliance Manager with a specialist reinsurance business in the London market.

This is a great opportunity for someone with strong reinsurance compliance experience who wants to take ownership of a broad compliance remit. They’re open to someone stepping up into their first management role, as well as an experienced Compliance Manager.

What the role covers:

• Owning the compliance policies and procedures framework and annual Compliance Monitoring Plan
• FCA regulatory reporting end-to-end, including internal review and approval
• Licensing documentation, permissions and renewals across the operating entities
• Broker TOBA management and annual broker checks
• Managing the outsourced compliance provider
• Coordinating internal audits and external control testing
• Governance and company secretarial support, including Board and committee coordination
• Compliance training, Board reporting and issue management
• Supporting the reinsurance entity and European branch/operations

What they’re looking for:

• Reinsurance experience is essential
• Compliance experience within an insurer or reinsurer, ideally within the London market
• Someone comfortable getting into the detail and managing the day-to-day compliance agenda
• International / European entity or branch experience would be beneficial

Useful but not essential: SOX control testing, GDPR/privacy exposure and OneTrust (or similar).