Compliance Manager

Harrison Holgate; City Of London; Hybrid; GBP 80,000 - 100,000; Full time

Benefits offered by this job

Benefits

Job summary

Harrison Holgate is recruiting a Compliance Manager in London for a hybrid, permanent role. You will oversee the Group's compliance framework and monitoring plan, ensuring UK regulatory obligations are met across jurisdictions and liaising with senior stakeholders.

You will lead monitoring, TOBAs, due diligence, sanctions, and regulatory reporting, including RegData and Connect, while driving governance and a strong culture of compliance across the business.

Qualifications

• Broad range of compliance activities including monitoring, TOBAs, due diligence, sanctions, regulatory reporting.
• Experience in Lloyd's or London Market preferred.
• Ability to translate regulatory requirements into practical controls.

Responsibilities

• Oversee and maintain the Group's compliance framework and monitoring plan.
• Coordinate audits and remedial actions with internal and external stakeholders.
• Manage FCA regulatory reporting, including RegData and Connect submissions.
• Prepare regulatory updates and quarterly Board reporting.
• Engage with Head of Compliance & Governance and senior stakeholders to drive a culture of compliance.

Skills

Regulatory compliance

UK regulations

Insurance industry

Lloyd's/London Market

Stakeholder management

Job description

Compliance Manager
London/Hybrid Permanent £80,000-£100,000 + Benefits

A fantastic opportunity has arisen for a Compliance Manager to join the compliance function of a growing international insurance group.

Reporting to the Head of Compliance & Governance, you will take responsibility for overseeing and enhancing the Group's compliance framework, ensuring the business meets its regulatory obligations across the jurisdictions in which it operates.

This is a broad, hands-on management role offering the opportunity to take ownership of key compliance activities, work closely with senior stakeholders and help drive a strong culture of regulatory compliance across the business.

The Role

You will play a key role in the day-to-day management of the compliance function, overseeing monitoring and governance activities, providing regulatory guidance and ensuring that appropriate controls and procedures are embedded throughout the business.

Key responsibilities will include:

Managing and maintaining the Group's compliance framework, policies and procedures, ensuring they remain aligned with relevant regulatory requirements.
Owning and delivering the Compliance Monitoring Plan, ensuring appropriate risk-based monitoring, testing and follow-up of identified issues.
Overseeing TOBA reviews, market partner due diligence and ongoing third-party oversight.
Managing Lloyd's Atlas compliance activities and delegated authority oversight.
Coordinating internal audits and supporting external audits, ensuring findings are appropriately addressed and remedial actions completed.
Overseeing sanctions screening processes, investigating potential matches and ensuring appropriate escalation and resolution.
Managing the compliance oversight of Appointed Representatives.
Managing FCA regulatory reporting, including RegData and Connect submissions, ensuring accuracy and timely completion.
Preparing compliance management information, regulatory updates and quarterly Board reporting.

About You

We are looking for an experienced compliance professional with a strong understanding of the UK regulatory environment and insurance market, ideally with experience within the Lloyd's or London Market.

You will have a proven background across a broad range of compliance activities, including compliance monitoring, TOBAs, due diligence, sanctions, regulatory reporting and the maintenance of compliance frameworks.

You will be comfortable taking ownership of compliance processes, managing competing priorities and engaging confidently with stakeholders at all levels. The ability to interpret regulatory requirements and translate them into practical, proportionate controls will be important.

We are looking for someone who combines strong technical compliance knowledge with a proactive, solutions-focused approach and the confidence to challenge constructively where required.

The Opportunity

This is an excellent opportunity to step into a Compliance Manager position within a growing international insurance group, taking ownership of a broad compliance remit and working closely with the Head of Compliance & Governance and senior business stakeholders.

The role offers considerable variety, exposure to senior management and the opportunity to influence the development of the Group's compliance framework while helping ensure the business continues to operate effectively within an evolving regulatory environment.