Compliance Assurance Manager

Marks Sattin Ltd; London; On-site; GBP 60,000 - 90,000; Full time

Job summary

An established industry player is seeking a Compliance Assurance Manager to oversee independent assurance reviews within the banking sector. This role offers the chance to work autonomously while contributing to governance objectives. You will engage with stakeholders, produce detailed reports, and support junior team members in their development. If you have a strong background in compliance assurance, particularly in financial services, and are adept at navigating UK regulatory frameworks, this position provides a unique opportunity to make a significant impact in a dynamic environment.

Qualifications

• Experience in Compliance Assurance within the banking sector.
• Strong knowledge of UK regulatory requirements.

Responsibilities

• Deliver independent assurance reviews as part of the Compliance Assurance Plan.
• Lead risk-based assessments of regulatory controls.

Skills

Compliance Assurance

Internal Audit

Regulatory Knowledge

Analytical Skills

Report Writing

Education

Relevant Degree

Job description

Compliance Assurance Manager - Wholesale, Commercial & Retail Banking

Location: London

Department: Compliance Assurance

Employment Type: Full-time

About the Role:

Reporting to the Compliance Assurance Team Lead-with an additional reporting line to the Chief Compliance Officer-this role offers the opportunity to operate with a strong degree of independence while contributing to key governance objectives.

Requirements: Compliance Assurance experience within the banking sector.

Key Responsibilities:

• Deliver independent assurance reviews as part of the annual Compliance Assurance Plan, ensuring alignment with internal methodology.
• Lead or collaborate in risk-based assessments of regulatory and financial crime controls across the organisation.
• Engage with stakeholders throughout the review lifecycle, from scoping to final reporting, ensuring clear communication and timely resolution of identified issues.
• Produce clear, concise, and well-documented review reports, including root cause analysis and agreed management actions.
• Maintain robust documentation to support quality assurance and review re-performance.
• Contribute to a culture of continuous improvement and high-quality execution within the team.
• Monitor industry developments and maintain up-to-date knowledge of UK regulatory frameworks relevant to banking operations.
• Participate in the preparation of reports for senior leadership and governance committees.
• Support and guide junior team members as part of ongoing capability development.
• Deputise for the Team Leader when required, representing the team in meetings and forums.

What We're Looking For:

• Compliance Assurance experience within the banking sector.
• Demonstrable experience in internal audit or compliance assurance, ideally within financial services.
• Strong knowledge of UK regulatory requirements, including those relating to AML, sanctions, anti-bribery and corruption, fraud, and tax evasion.
• Familiarity with relevant industry standards.
• Excellent analytical and report writing skills, with the ability to assess complex information and articulate findings effectively.
• Understanding of products and services within wholesale, commercial, and retail banking.
• Proven ability to manage multiple priorities, work independently, and influence stakeholders.

For application and accessibility support, please contact your local Marks Sattin office. We're committed to protecting the privacy of all our candidates and clients, please visit https://www.markssattin.co.uk/privacy for our privacy policy.