Compliance Associate - Fund Manager

ZipRecruiter; London; On-site; GBP 35,000 - 50,000; Full time

Job summary

A leading fund management firm in London is seeking a Compliance Associate. This role is essential for supporting regulatory compliance activities across the business, offering an exciting chance to develop in a fast-paced financial services environment. The ideal candidate will have 1-2 years of compliance experience and strong interpersonal skills.

Qualifications

• 1-2 years of generalist compliance experience in a financial services firm, ideally in funds or investment management.
• Commitment to continuous learning and professional development.

Responsibilities

• Coordinate regulatory change processes and implementation.
• Assist in reviewing financial promotions and resolving risk events.
• Contribute to compliance reporting and training delivery.

Skills

Time management

Communication

Collaboration

Interpersonal skills

Job description

Job Description

MERJE is seeking a well rounded Compliance Associate for an established fund management firm in London. This role offers an exciting opportunity to support the delivery of regulatory compliance activities across the business.

The Role

As a Compliance Associate you’ll work closely with a number of senior managers in the team where you will gain exposure to a diverse range of duties in a fast-paced financial services environment.

Key Responsibilities

• Coordinate regulatory change processes and implementation
• Assist in reviewing financial promotions and resolving risk events
• Contribute to compliance reporting and training delivery
• Support maintenance of Risk & Compliance technology systems
• PA Dealing/Gift requests

Ideal Candidate:

• 1- 2 years of generalist compliance experience gained in an FS firm - ideally funds or investment management
• Strong time management and multi-tasking abilities
• Excellent collaboration and communication skills
• Commitment to continuous learning and professional development
• Strong interpersonal skills