Compliance Associate

JR United Kingdom; London; On-site; GBP 40,000 - 80,000; Full time

Job summary

An established industry player in the financial sector is seeking a Compliance Associate to enhance its compliance team. This role offers an exciting opportunity to engage in core compliance tasks while gaining invaluable exposure to credit investment strategies. The position promises exceptional career progression in a dynamic environment, allowing you to broaden your skill set and collaborate with a high-performing team. If you are passionate about compliance and eager to make a significant impact in a fast-paced setting, this opportunity is perfect for you.

Qualifications

• 1-3 Jahre Compliance-Erfahrung in einem Hedgefonds oder im Finanzdienstleistungssektor.
• Starke Kommunikationsfähigkeiten und Kenntnisse der FCA/SEC-Vorschriften.

Responsibilities

• Implementierung von Compliance-Überwachungen gemäß FCA- und SEC-Vorschriften.
• Vorbereitung und Lieferung von Compliance-Berichten an das Management.
• Überwachung und Beratung zu regulatorischen Entwicklungen.

Skills

Compliance Monitoring

Strong Communication Skills

Knowledge of FCA Regulations

Knowledge of SEC Regulations

AML/KYC Knowledge

Job description

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Rutherford is partnered with a leading credit-focused hedge fund, headquartered in London, seeking a Compliance Associate to join its growing team. This role offers exceptional career progression in a fast-paced environment, with a focus on core compliance tasks. It’s an excellent opportunity to broaden your skill set, gain exposure to credit investment strategies and develop within a high-performing team.

Responsibilities:

• Implement compliance monitoring aligned with FCA and SEC regulations
• Prepare and deliver compliance reports to boards, management, and senior leadership
• Monitor and advise on multi-jurisdictional regulatory developments
• Update and implement policies and procedures
• Liaise with external parties for compliance and regulatory obligations
• Support CCO, General Counsel and COO with compliance tasks
• Handle ad-hoc AML/KYC and regulatory requests

Requirements:

• 1-3 years of compliance experience at a hedge fund or within financial services.
• Strong communication skills and knowledge of FCA/SEC regulations
• Knowledge of additional regulatory frameworks is a plus.