Compliance, GIR Compliance, Associate, London

Goldman Sachs; London; On-site; GBP 55,000 - 75,000; Full time

Job summary

A leading global investment banking firm is hiring a Compliance Associate to manage regulatory risks and ensure compliance with relevant laws. The role involves extensive collaboration with research professionals and providing guidance on policy matters, requiring strong communication and project management skills. Ideal candidates will have a relevant degree and a proactive approach to navigating regulatory challenges.

Benefits

Diversity and inclusion programs

Training and development opportunities

Wellness programs

Qualifications

• Inquisitive and quick learner who can adapt well to a fluid regulatory environment.
• Ability to handle multiple tasks simultaneously.
• Organized, detail-oriented, enthusiastic and professional.

Responsibilities

• Provide advice on regulatory and reputational matters to senior management.
• Design and deliver training on divisional policies and procedures.
• Assist with regulatory examinations and inquiries.

Skills

Communication

Project Management

Analytical Skills

Education

Bachelor’s degree

Law or MBA degree

Job description

Compliance, GIR Compliance, Associate, London

Join to apply for the Compliance, GIR Compliance, Associate, London role at Goldman Sachs

Compliance, GIR Compliance, Associate, London

Join to apply for the Compliance, GIR Compliance, Associate, London role at Goldman Sachs

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GLOBAL COMPLIANCE

Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.

Job Description

GLOBAL COMPLIANCE

Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.

Responsibilities And Qualifications

Business Supported: Global Investment Research Division (GIR). From macroeconomic forecasts to individual stock analysis, GIR develops tools and insights to help shape investment strategies for clients and the firm. GIR analysts work on client-focused research in the equity, fixed-income, currency, and commodities markets, analyzing data that enters markets around the world each day to identify game-changing insights.

How You Will Fulfill Your Potential

GIR Compliance officers work closely on a daily basis with research professionals across a broad spectrum of coverage areas to advise on rules and laws impacting research and related areas of the firm. GIR Compliance officers must display initiative, creativity and drive, along with the ability to work closely and comfortably with a diverse group of research professionals, in order to effectively assist the firm in preventing, detecting and mitigating compliance, regulatory and reputational risk. The London GIR Compliance team covers GIR professionals in offices across Europe and the Middle East, including London, Paris, Milan, Dubai, and Birmingham. The global GIR Compliance team also collaborates closely across regions with team members located in New York, Hong Kong, Shanghai, Tokyo, Singapore, India, and Sydney.

• Advisory and Compliance Oversight. Provide advice to the business, including senior management, on regulatory and reputational related matters, and act as a resource on a daily basis for compliance and policy issues.
• Policies and Procedures. Ensure that the division has appropriate policies and procedures in place. Assess, design and drive completion of necessary updates and new policies. Work closely with Legal and the business to fulfill requirements.
• Regulatory Matters. Assist with regulatory examinations, audits and inquiries and analyze regulatory developments in order to formulate practical solutions to industry-wide issues.
• Training. Design, execute and deliver live and online training on divisional policies and procedures.
• Controls/Surveillance/Testing. Create controls, develop surveillance and monitor testing of policies and procedures.
• New Business and Initiatives. Coordinate with the business, Legal, Technology and other divisions across the firm on new initiatives.
  
  

Required Experience/Skills

• Bachelor’s degree or higher, Law or MBA degree a plus, but not required
• Strong oral and written communication skills; ability to communicate confidently and effectively with a diverse audience
• Inquisitive, quick learner who can adapt well to a fluid regulatory and business environment
• Ability to handle multiple tasks simultaneously, and to work effectively in a team
• Organized, detail-oriented, enthusiastic and professional
• Strong project management skills
  
  

About Goldman Sachs

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.

We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html

The Goldman Sachs Group, Inc., 2025. All rights reserved. Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.

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