Compliance Analyst / Senior Compliance Analyst / Compliance Officer – 28365

The Emerald Group; London; On-site; GBP 60,000 - 80,000; Full time

Job summary

An established industry player is seeking a Compliance Analyst to ensure adherence to internal policies and legal standards. This role involves supporting regulatory reporting, drafting compliance policies, and conducting due diligence for sanctions and financial crime. The ideal candidate will possess strong technical knowledge of PRA/FCA/Lloyd’s regulations and demonstrate proficiency in Microsoft systems. Join a forward-thinking firm where your expertise will contribute to maintaining high compliance standards and best practices in a dynamic environment.

Qualifications

• Experience in a regulatory compliance role, preferably within the Lloyd’s market.
• Proficiency in Microsoft Systems such as Word, Excel, and Outlook.

Responsibilities

• Support regulatory reporting responsibilities and monitor adherence to deadlines.
• Assist in drafting and implementing compliance policies and procedures.

Skills

Regulatory Compliance

Due Diligence

Financial Crime Knowledge

Policy Drafting

Sanctions Handling

Technical Knowledge of PRA/FCA/Lloyd’s Regulations

Education

Experience in Regulatory Compliance

Experience in Lloyd’s Market

Tools

Microsoft Word

Microsoft Excel

Microsoft Outlook

Job description

The Compliance Analyst’s primary role is to ensure the company adheres to internal policies, regulations, and legal standards, supporting the Compliance Function on a day-to-day basis.

Job Details

• Location: London
• Category: Compliance
• Type: Permanent

Key Duties (Including but not limited to):

1. Support the assignment of regulatory reporting responsibilities, monitor adherence to reporting deadlines, and assist with preparation of submissions and returns.
2. Assist in drafting, implementing, and embedding policies, procedures, processes, systems, and controls to ensure compliance with applicable regulatory requirements and, where relevant, align with market best practices.
3. Handle all types of sanction referrals and conduct due diligence for marine cargo screenings and vessel/container tracking, escalate issues to underwriters as needed, and monitor vessels and ongoing sanctions developments, including providing guidance on licensing requirements.
4. Maintain technical knowledge of PRA/FCA/Lloyd’s regulations.
5. Demonstrate proficiency in using Microsoft Systems such as Word, Excel, and Outlook.
6. Have experience in a regulatory compliance role, preferably within the Lloyd’s market.
7. Possess experience in financial crime, licensing, and sanctions.
8. Experience in performance compliance regulatory assessments and producing compliance reports is desired.