Compliance Analyst - Asset Management firm

JR United Kingdom; Brighton; On-site; GBP 30,000 - 50,000; Full time

Job summary

A leading asset management firm in Brighton is seeking a Compliance Analyst to support regulatory compliance tasks. The candidate will perform compliance monitoring, advise staff, and assist in managing compliance-led projects. This role requires a minimum of 2 years' experience in a fund or Asset Management setting, ensuring compliance with financial regulations and contributing to the overall effectiveness of the compliance department.

Qualifications

• Minimum of 2 years' generalist compliance experience within a fund or Asset Management firm.

Responsibilities

• Support compliance reviews and approvals for financial promotions.
• Monitor client investment restrictions and maintain compliance registers.
• Advise staff on compliance matters and stay informed of regulatory updates.

Skills

Compliance reviews

Monitoring

Regulatory knowledge

Advising

Policy implementation

Job description

Compliance Analyst

Asset Management firm

Location: Brighton, United Kingdom

Job Description:

• Support compliance reviews and approvals for financial promotions and marketing materials.
• Support the Compliance department in implementing the Compliance Monitoring plan and perform monitoring in areas such as best execution and market abuse.
• Collaborate with other compliance team members on policies, procedures, and issues.
• Perform daily monitoring of client investment restrictions.
• Maintain and update compliance registers.
• Assist in completing and submitting periodic compliance returns and regulatory reports.
• Advise staff on compliance matters.
• Monitor and stay informed of regulatory developments.
• Assist with compliance-led projects.
• Manage employee conflicts of interest.

Requirements:

• Minimum of 2 years' generalist compliance experience within a fund or Asset Management firm.

Additional Details:

Client: Robert Half

Location: Brighton, United Kingdom

Job Category: Other

EU work permit required: Yes

Job Views: 2

Posted: 04.06.2025

Expiry Date: 19.07.2025