Compliance Analyst - Asset Management firm

JR United Kingdom; Bedford; On-site; GBP 35,000 - 50,000; Full time

Job summary

A leading asset management firm is seeking a Compliance Analyst based in Bedford. The role involves supporting compliance reviews, implementing monitoring plans, and collaborating on compliance issues. Candidates should have at least 2 years of compliance experience, preferably within a fund or asset management environment.

Qualifications

• At least 2 years of generalist compliance experience gained in a fund or Asset Manager.

Responsibilities

• Support compliance reviews and approvals for financial promotions.
• Assist in implementing the Compliance Monitoring plan.
• Perform daily monitoring of client investment restrictions.

Skills

Compliance Reviews

Monitoring

Collaboration

Regulatory Developments

Conflict Management

Education

Compliance or Finance related qualification

Job description

Compliance Analyst

Asset Management firm

Location: Bedford, United Kingdom

Job Description:

• Support compliance reviews and approvals for financial promotions and marketing materials.
• Assist the Compliance department in implementing the Compliance Monitoring plan and perform monitoring in areas such as best execution and market abuse.
• Collaborate with team members on policies, procedures, and compliance issues.
• Perform daily monitoring of client investment restrictions.
• Maintain and update compliance registers.
• Assist in completing and submitting periodic compliance reports and regulatory submissions.
• Advise staff on compliance matters.
• Monitor regulatory developments and keep the team informed.
• Participate in compliance-led projects.
• Manage employee conflicts of interest.

Requirements:

• At least 2 years of generalist compliance experience gained in a fund or Asset Manager.

Additional details:

• Client: Robert Half
• Job Category: Other
• EU work permit required: Yes
• Job Views: 2
• Posted: 04.06.2025
• Expiry Date: 19.07.2025