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Compliance Analyst - Asset Management firm

JR United Kingdom

Bournemouth

On-site

GBP 35,000 - 55,000

Full time

4 days ago
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Job summary

A leading asset management firm based in Bournemouth is seeking a Compliance Analyst. This position involves supporting various compliance activities, including monitoring client investment restrictions and ensuring adherence to regulatory standards. The ideal candidate will have a minimum of 2 years of compliance experience in the financial sector.

Qualifications

  • At least 2 years of generalist compliance experience in a fund or Asset Management firm.

Responsibilities

  • Support compliance reviews and approvals for financial promotions and marketing materials.
  • Assist the Compliance department in implementing the Compliance Monitoring plan.
  • Collaborate with compliance team members on policies, procedures, and compliance issues.

Job description

Compliance Analyst

Asset Management firm

Location: Bournemouth, United Kingdom

Job Description:
  • Support compliance reviews and approvals for financial promotions and marketing materials.
  • Assist the Compliance department in implementing the Compliance Monitoring plan and perform monitoring in areas such as best execution and market abuse.
  • Collaborate with other compliance team members on policies, procedures, and compliance issues.
  • Perform daily monitoring of client investment restrictions.
  • Maintain and update compliance registers.
  • Assist in completing and submitting periodic compliance reports and regulatory submissions.
  • Advise staff on compliance matters.
  • Monitor and stay updated on regulatory developments.
  • Support compliance-led projects.
  • Manage employee conflicts of interest.
Requirements:
  • At least 2 years of generalist compliance experience in a fund or Asset Management firm.
Additional Details:

Client: Robert Half

Location: Bournemouth, United Kingdom

Job Category: Other

EU work permit required: Yes

Job Views: 2

Posted: 04.06.2025

Expiry Date: 19.07.2025

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