Compliance Analyst, AML (Anti-Money Laundering)

ACA Group; London; On-site; GBP 30,000 - 50,000; Full time

Job summary

An established industry player is seeking a Compliance Analyst to join their dynamic team in London. This entry-level role offers the opportunity to engage in compliance reviews and consulting for clients in the financial services sector. You'll analyze regulatory issues, draft reports, and contribute to various projects, all while benefiting from ongoing professional development. With a competitive compensation package and a supportive environment, this role is perfect for those looking to kickstart their career in compliance and regulatory affairs.

Benefits

Competitive compensation

Bonuses

Pension

Health insurance

Life insurance

Income protection

Gym membership

Season ticket loan

Up to 26 days of holiday

Qualifications

• Strong academic background in finance or relevant field.
• Willingness to undertake Investment Management Certificate or CISI Diploma.

Responsibilities

• Assist in compliance reviews and consulting work for clients.
• Analyze clients' records for regulatory deficiencies.
• Draft client reports summarizing findings.

Skills

Professional integrity

Dependability

Adaptability

Effective communication

Organizational skills

Proficiency in Microsoft Office

Education

Degree or recognized professional qualification

Tools

Microsoft Office

Job description

Compliance Analyst, AML (Anti-Money Laundering)

Join to apply for the Compliance Analyst, AML (Anti-Money Laundering) role at ACA Group.

About the role

The individual in this position will participate in and ensure the successful execution of compliance reviews and consulting work for ACA's clients. Responsibilities include analyzing clients’ books and records for regulatory deficiencies, drafting reports, preparing documents, and summarizing findings. The role encourages ongoing professional development through available training resources.

Key responsibilities:

• Assist with ACA service offerings such as regulatory filings, expert network chaperoning, AML support, electronic communication reviews, ethics and personal trading reviews, and marketing reviews.
• Analyze clients’ books and records for regulatory issues.
• Interpret complex documents to identify risks.
• Assist in planning reviews, including client calls, policy reviews, and scope discussions.
• Draft client reports summarizing reviews and findings.
• Support ad-hoc projects, including analyst training, conferences, and tailored client engagements.

Qualifications:

• Strong academic background (degree or recognized professional qualification).

Preferred experience:

• 0-2 years in financial services or knowledge of UK regulatory regime, including FCA rules, Financial Services and Markets Act 2000, MiFID, AIFMD, etc.

Skills and attributes:

• Professional integrity, dependability, adaptability.
• Discretion and sound judgment.
• Ability to work in a fast-paced, small team environment.
• Effective communication and organizational skills.
• Proficiency in Microsoft Office and comfort with technology.

Certifications:

• Willingness to undertake Investment Management Certificate or CISI Diploma in Investment Compliance.

What we offer:

Competitive compensation including bonuses, pension, health insurance, life insurance, income protection, gym membership, season ticket loan, and more. Up to 26 days of holiday plus additional days for milestones and development.

About ACA:

ACA Group is a leading GRC advisor in financial services, combining consulting, managed services, and technology to empower clients worldwide.

Our commitment:

We promote nondiscrimination in all employment practices and consider all qualified applicants without regard to protected characteristics.

Additional details:

• Seniority level: Entry level
• Employment type: Full-time
• Job function: Consulting
• Industries: Business Consulting and Services