Compliance Analyst , AML

ACA Group; London; Hybrid; GBP 30,000 - 40,000; Full time

Job summary

Join ACA Group as a Compliance Analyst, AML in London. This hybrid role involves conducting compliance reviews, analyzing client records for regulatory deficiencies, drafting reports, and supporting various service offerings. Ideal candidates will have a strong academic background and some experience in financial services.

Benefits

Annual discretionary bonus

Private medical insurance

Group life insurance

Pension plan

Subsidized corporate gym membership

Employee assistance programme

26 days annual holiday allowance

Qualifications

• Strong academic background required.
• 0-2 years of relevant financial services experience preferred.
• Knowledge of UK regulatory regime beneficial.

Responsibilities

• Conduct analyses of clients’ books and records for regulatory deficiencies.
• Draft reports summarizing findings from compliance reviews.
• Assist with various ACA service offerings including regulatory filings.

Skills

Analytical Skills

Written Communication

Problem-Solving

Education

Degree level or recognized professional qualification

Tools

Microsoft Office

Job description

Join to apply for the Compliance Analyst , AML role at ACA Group

Join to apply for the Compliance Analyst , AML role at ACA Group

Get AI-powered advice on this job and more exclusive features.

The Opportunity:

The Compliance Analyst, AML in this position is responsible for participating in and ensuring the successful execution of certain compliance reviews and consulting work conducted by ACA for clients. The individual in this position will conduct careful analyses of clients’ books and records for potential regulatory deficiencies, as well as draft reports, prepare documents, and summarize findings for clients. They are strongly encouraged to utilize additional training and development resources available to continue their development. This role is a hybrid role in our London office with three days per week in the offfice.

The Opportunity:

The Compliance Analyst, AML in this position is responsible for participating in and ensuring the successful execution of certain compliance reviews and consulting work conducted by ACA for clients. The individual in this position will conduct careful analyses of clients’ books and records for potential regulatory deficiencies, as well as draft reports, prepare documents, and summarize findings for clients. They are strongly encouraged to utilize additional training and development resources available to continue their development. This role is a hybrid role in our London office with three days per week in the offfice.

What you’ll do:

• Assist with ACA service offerings including, but not limited to: regulatory filings
• Expert network chaperoning
• Anti-money laundering support
• Electronic communication review
• Code of ethics and personal trading reviews
• Marketing review
• Analyze clients’ books and records for potential regulatory issues
• Interpret complicated and nuanced documents to identify potential regulatory risks
• Assist with the planning of upcoming reviews, including participating in calls with clients, reviewing client policies and procedures, and working with supervisors to understand project scope and applicable regulatory risks
• Draft reports for clients summarizing ACA’s review and any findings from such reviews
• Perform other ad-hoc work/special projects as necessary to support ACA’s various client and internal initiatives including, but not limited to
• Analyst training
• Attend conferences and roundtable events
• Assist with customized client engagements
  

To qualify for the role you must have:

• Strong academic background (i.e. degree level or recognized professional qualification)
  
  

Ideally, you’ll also have:

• 0-2 years of relevant financial services experience and/or knowledge of the UK regulatory regime, such as the Financial Services and Markets Act 2000, the Markets in Financial Instruments Directive, the Alternative Investment Funds Managers Directive, and other applicable FCA rules and guidance.
  
  

Skills and attributes for success:

• Demonstrated professional integrity.
• Dependable, flexible, and adaptable to new ACA initiatives and changing client needs.
• Ability to exercise discretion and make independent judgments commensurate with role.
• Ability to work in a fast-paced small team environment.
• Ability to establish and maintain effective working relationships with colleagues and clients.
• Highly motivated and goal-oriented; proactive in one’s own education and career progression; volunteers.
• Dedicated to upholding ACA’s high-quality standards and customer service focus.
• Strong organizational and problem-solving skills with attention to detail.
• Strong oral and written communication skills.
• Proficient with Microsoft Office applications and comfortable working in a tech-enabled environment.
  
  

Preferred Licenses And Certification(s)

• Will be required to undertake either the Investment Management Certificate or the CISI Diploma in Investment Compliance.
  
  

What working at ACA offers:

We offer a competitive compensation package where you’ll be rewarded based on your performance and recognized for the value you bring to our business. Our Total Rewards package includes an annual discretionary bonus, pension, private medical insurance, group life insurance, group income protection, subsidized corporate gym membership, season ticket loan, employee assistance programme, and more. Our time off options include up to 26 days of annual holiday allowance and statutory bank holidays, as well as days off for your work anniversary, career development, and volunteering.

About ACA:

ACA Group is the leading governance, risk, and compliance (GRC) advisor in financial services. We empower our clients to reimagine GRC and protect and grow their business. Our innovative approach integrates consulting, managed services, and our ComplianceAlpha technology platform with the specialized expertise of former regulators and practitioners and our deep understanding of the global regulatory landscape.

What we commit to:

ACA is firmly committed to a policy of nondiscrimination, which applies to recruiting, hiring, placement, promotions, training, discipline, terminations, layoffs, transfers, leaves of absence, compensation and all other terms and conditions of employment. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability or protected veteran status, or any other legally protected basis, in accordance with applicable law.

Seniority level

• Seniority level

  Entry level

Employment type

• Employment type

  Full-time

Job function

• Job function

  Legal

• Industries

  Business Consulting and Services

Referrals increase your chances of interviewing at ACA Group by 2x

Get notified about new Compliance Analyst jobs in London, England, United Kingdom.

Equity Analyst - $2bn AUM Long-Biased Hedge Fund

Greater London, England, United Kingdom 1 week ago

London, England, United Kingdom 1 week ago

London, England, United Kingdom 2 years ago

London, England, United Kingdom 5 days ago

Greater London, England, United Kingdom 1 week ago

London, England, United Kingdom 6 days ago

London, England, United Kingdom 5 days ago

Global Equity Analyst, Listed Real Assets

City Of London, England, United Kingdom £60,000.00-£70,000.00 1 day ago

Financial Institutions Group (FIG) Analyst

London, England, United Kingdom 5 days ago

London, England, United Kingdom 2 days ago

London, England, United Kingdom 2 hours ago

City Of London, England, United Kingdom £500.00-£700.00 5 days ago

London, England, United Kingdom 1 week ago

London, England, United Kingdom 5 days ago

Financial Analyst, Financial Planning and Analysis (FTC)

London, England, United Kingdom 1 week ago

Analyst/Associate - Private Equity Secondaries

London, England, United Kingdom 2 weeks ago

Investment Analyst/Associate - Private Equity

London, England, United Kingdom 1 week ago

Investment Analyst – Infrastructure Private Equity

London, England, United Kingdom 3 weeks ago

London, England, United Kingdom 1 day ago

London, England, United Kingdom 1 week ago

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.