Compliance Analyst

Edenbrook; Greater London; On-site; GBP 45,000 - 65,000; Full time

Job summary

Edenbrook is seeking a Compliance/Senior Compliance Analyst to support a range of compliance activities within a growing Lloyd’s syndicate. The role involves regulatory reporting, compliance policy implementation, and managing compliance risks, making it ideal for candidates with a strong background in regulatory compliance and financial crime knowledge.

Qualifications

• Experience in regulatory compliance, preferably within the Lloyd’s market.
• Knowledge of regulatory standards (PRA/FCA/Lloyd’s).
• Experience dealing with Marine lines of business.

Responsibilities

• Support regulatory reporting and ensure timely submissions.
• Draft and implement compliance policies, procedures, and controls.
• Manage sanctions referrals and monitor developments.

Skills

Knowledge of regulatory standards (PRA/FCA/Lloyd’s)

Experience in regulatory compliance

Knowledge of financial crime, licensing, and sanctions

Experience dealing with Marine lines of business

Job description

This job description provides a comprehensive overview of the Compliance/ Senior Compliance Analyst role at Edenbrook, including responsibilities, skills, and job details. However, it contains some irrelevant sections such as job listings and promotional content that should be removed for clarity and focus. Additionally, the formatting can be improved to enhance readability by organizing sections with appropriate HTML tags and eliminating unnecessary information.

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Base pay range

Support from Edenbrook; actual pay based on skills and experience. Discuss with your recruiter for details.

Job Overview

New Compliance/Senior Compliance Analyst opportunity working with a rapidly growing Lloyd’s syndicate. Reporting to the Head of Compliance, you will support a wide range of day-to-day compliance activities.

Key Responsibilities

• Support regulatory reporting and ensure timely submissions.
• Draft and implement compliance policies, procedures, and controls.
• Manage sanctions referrals, marine cargo screenings, and monitor developments.
• Prepare compliance reports for committees and boards.
• Track and support the Combined Assurance Report for the Audit Committee.
• Support Consumer Duty compliance and risk management.
• Conduct horizon scanning for regulatory updates.
• Review complaints for compliance and identify risks.
• Perform KYC on third-party providers and outsourced services.
• Assist with regulatory assessments and Compliance Plan development.
• Deliver compliance inductions for new staff.
• Represent compliance in committee meetings.
• Provide committee secretariat support, including meeting preparation and minutes.

Skills and Knowledge

• Knowledge of regulatory standards (PRA/FCA/Lloyd’s).
• Experience in regulatory compliance, preferably within the Lloyd’s market.
• Knowledge of financial crime, licensing, and sanctions.
• Experience dealing with Marine lines of business.

Additional Details

• Seniority level: Not Applicable
• Employment type: Full-time
• Job function: Legal, Finance, and Other
• Industry: Insurance

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