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A growing investment bank is seeking to hire two Compliance Advisory roles: VP and Associate, both focusing on regulatory obligations and compliance framework enhancement. These roles are ideal for professionals with significant experience in investment banking compliance, who thrive in collaborative environments and can effectively manage relationships with senior stakeholders.
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Compliance Advisory Roles (VP & Associate) | Investment Banking | London (Hybrid)
We’re working with a growing investment bank to hire two key Compliance Advisory professionals to join a high-performing, collaborative second line team. These roles offer a unique opportunity to work closely with senior stakeholders, gain exposure to a broad range of products, and contribute meaningfully to the firm’s regulatory risk management and control framework.
Open Roles:
? VP – Compliance Advisory (c. 10+ years’ experience) Up to £110,000 Base
? Associate – Compliance Advisory (c. 5+ years’ experience) Up to £80,000 Base
As part of a small, agile compliance function, you’ll be central to advising on regulatory obligations, challenging business conduct, and enhancing the compliance framework in line with the firm’s growth and strategy. You’ll collaborate closely with Front Office, Risk, Surveillance, and other 2LOD/3LOD teams, with coverage across Equities, Fixed Income, Convertible Bonds, and Capital Markets.
Key Responsibilities (both roles):
Experience & Requirements:
For Associate Level (Mid-Level):
These are ideal roles for professionals who enjoy variety, visibility, and working in a close-knit environment where your impact is tangible.