Compliance Advisor

JR United Kingdom; City Of London; On-site; GBP 55,000 - 85,000; Full time

Job summary

A leading international investment manager is seeking an experienced Compliance Advisor to maintain a strong compliance programme in London. The role involves providing regulatory advice focused on the Middle East and Africa, ensuring adherence to EU asset management regulations, and engaging in compliance monitoring.

Qualifications

• Deep understanding of EU asset management regulations.
• Experience with client-facing distribution activities.
• Proven compliance monitoring and testing expertise.

Responsibilities

• Manage compliance programme focused on Client Facing and ESG activities.
• Provide actionable advice on compliance policies and procedures.
• Conduct monitoring to ensure adherence to regulatory frameworks.

Skills

Compliance Programme Management

Regulatory Compliance

Client-facing Skills

Job description

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Compliance Advisor, london (city of london)

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Client:

Location:

london (city of london), United Kingdom

Job Category:

Other

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EU work permit required:

Yes

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Job Views:

2

Posted:

16.06.2025

Expiry Date:

31.07.2025

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Job Description:

We are working with an International Investment Manager who are looking for an experienced Compliance Advisory individual to join their regulatory compliance team in London. This individual will be responsible for maintaining a strong client facing compliance programme and providing pragmatic regulatory advice across the Group's entities, with a particular focus on the Middle East and Africa.

Key Responsibilities:

• Compliance Programme Management, particularly around Client Facing, Marketing, and ESG activities.
• Provide practical, clear, and actionable advice on compliance policies and procedures.
• Conduct Compliance monitoring and testing to ensure adherence to regulatory frameworks, and implementing necessary changes.

Key Requirements:

• ESSENTIAL: Deep understanding of EU asset management regulations, UCITS, AIFMD, and cross-border distribution requirements, particularly in the ME&A.
• Proven experience in client-facing distribution activities including ME&A, with a strong understanding of associated regulatory requirements and best practices.