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Senior Compliance Advisor

Oculus Legal Group

London

On-site

GBP 50,000 - 58,000

Full time

3 days ago
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Job summary

A leading UK law firm with over 150 years of experience is seeking a Senior Compliance Advisor to support compliance efforts. This position requires a strong background in regulatory compliance, including AML and GDPR, and involves reviewing policies and conducting client onboarding. The firm is well-regarded and offers a competitive salary up to £58,000, depending on experience. Ideal candidates will have excellent skills in compliance, communication, and analytical abilities.

Qualifications

  • Minimum 3 years' experience in a compliance role within a UK-regulated law firm.
  • In-depth knowledge of SRA Standards and Regulations, AML regulations, and GDPR.
  • Proven experience conducting conflict checks and delivering compliance training.

Responsibilities

  • Review and maintain firm-wide compliance policies, procedures, and risk assessments.
  • Oversee client onboarding and conduct ongoing monitoring of client files.
  • Deliver compliance inductions and training for new joiners.

Skills

Compliance
Communication
Analytical skills
Time management
IT skills

Tools

Microsoft Office
Legal case management systems

Job description

1 day ago Be among the first 25 applicants

Direct message the job poster from Oculus Legal Group

Legal Recruitment Consultant specialising in Business Support across the Midlands

Senior Compliance Advisor - Law Firm (London)

  • Salary up to £58,000 DOE
  • Established and well-regarded Legal-500 law firm

A respected UK law firm with a strong national presence is seeking an experienced Senior Compliance Advisor to join its expanding Compliance Department. This full-service firm has been established in the City for over 150 years and acts for a diverse client base, including multinationals, regulators, charities, and housing associations.

Working closely with the Head of Compliance, this role will support the firm's COLP and ensure regulatory and legal obligations are met. This is a varied and hands-on position suited to a compliance professional with experience in legal practice.

Responsibilities include:

  • Review and maintain firm-wide compliance policies, procedures, and risk assessments
  • Oversee client onboarding, including AML checks, due diligence, risk analysis, and UBO tracing
  • Conduct ongoing monitoring of client files and sanctions screening
  • Advise fee earners on AML/CTF and other regulatory compliance queries
  • Manage conflict checks and escalate issues where needed
  • Deliver compliance inductions and training (in-person and online) for new joiners and staff
  • Assist with Lexcel, CQS, and AML audits and accreditations
  • Maintain accurate compliance records and support file archiving
  • Mentor and supervise junior compliance staff as appropriate
  • Collaborate with other departments and contribute to monthly and annual reporting

What we need from you:

  • Minimum 3 years' experience in a compliance role within a UK-regulated law firm
  • In-depth knowledge of SRA Standards and Regulations, AML regulations, and GDPR
  • Proven experience conducting conflict checks and delivering compliance training
  • Strong IT skills, including Microsoft Office and legal case management systems
  • Excellent communication, time management, and analytical skills
  • Experience supporting accreditations (e.g. Lexcel, CQS) is desirable
  • AML certification (e.g. ICA) is advantageous

The Perks:

  • Up to £58,000 DOE

If you're interested, then hit that apply button or reach out to Niamh Nolan directly on Niamh.nolan@oculuslegalgroup.com

Seniority level
  • Seniority level
    Not Applicable
Employment type
  • Employment type
    Full-time
Job function
  • Job function
    Administrative and Legal
  • Industries
    Legal Services

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