Complaint & Incident Senior Associate

SS&C; Basildon; On-site; GBP 40,000 - 60,000; Full time

Benefits offered by this job

Professional Development Reimbursement

Competitive holiday scheme

Wellbeing benefits

Hands-On Training

Job summary

A leading financial services firm based in Basildon is seeking a Complaint & Incident Senior Associate. This role involves investigating and resolving complaints, conducting regulatory breach assessments, and performing root cause analysis. The ideal candidate will have experience in financial services, strong analytical skills, and excellent communication abilities. The hybrid position offers professional development and a supportive work environment focused on diversity and employee wellbeing.

Qualifications

• Previous experience within financial services with FCA knowledge.
• Ability to explain complex matters clearly and concisely.
• Empathy and integrity in dealing with sensitive cases.
• Exposure to root cause analysis or continuous improvement frameworks.

Responsibilities

• Investigate and resolve written or telephone complaints.
• Perform identification, assessment, and documentation of regulatory breaches.
• Conduct root cause analysis to identify trends from complaints.

Skills

Customer focused

Strong analytical skills

Excellent verbal and written communication

High attention to detail

Stakeholder engagement skills

Education

Qualifications supporting financial services knowledge

Job description

Complaint & Incident Senior Associate page is loaded## Complaint & Incident Senior Associatelocations: Basildon, UKtime type: Full timeposted on: Posted Todayjob requisition id: R39921As a leading financial services and healthcare technology company based on revenue, SS&C is headquartered in Windsor, Connecticut, and has 27,000+ employees in 35 countries. Some 20,000 financial services and healthcare organizations, from the world's largest companies to small and mid-market firms, rely on SS&C for expertise, scale, and technology.**Job Description****Complaint & Incident Senior Associate****Locations**: Basildon, Essex | Hybrid**Get To Know Us:**We are seeking a skilled and diligent individual to join our high performing, client-focused, operations team. This role is ideal for a detail-oriented professional with strong analytical, investigative, and regulatory knowledge, who thrives in a purpose-led environment.You will play a critical part in improving customer outcomes, adherence to FCA rules, Consumer Duty, and other regulatory expectations.SS&C is leading the way. We continue to look for todays and tomorrow’s brightest talent, those that embody a spirit to improve not only their lives, but those around them. From college students to seasoned and experienced professionals, we encourage you to apply. SS&C prides itself on hiring diverse, honest, dynamic individuals, who value collaboration, accountability, and innovation to name a few.**Why You Will Love It Here!*** **Flexibility**: Hybrid Work Model* **Your Future:** Professional Development Reimbursement including access to SS&C University* **Work/Life Balance:** Competitive holiday scheme* **Your Wellbeing:** Competitive benefits designed to support the wellbeing of our staff* **Diversity & Inclusion:** Committed to Welcoming, Celebrating and Thriving on Diversity* **Training:** Hands-On, Team-Customised throughout your career**What You Will Get To Do:*** **Complaint Handling & Resolution** + Investigate, provide redress recommendations, and resolve written or telephone complaints, including complex or sensitive cases, in line with FCA and internal complaint handling SLAs and process standards. + Liaise across multiple business areas to perform intensive and thorough investigation of a complaint, displaying end-to-end ownership of the customer outcome + Prepare and conduct resolution telephone calls and letters which uphold high standards of clarity, professionalism, and regulatory accuracy.* **Regulatory Breach & Incident Investigation** + Perform identification, assessment, documentation, and resolution of potential regulatory breaches and incidents. + Maintain accurate records of breaches and incidents and track the status of open actions.* **Continuous Improvement** + Perform root cause analysis to identify trends, themes, and emerging risks from complaints and incidents + Collaborate cross-functionally to share insights and support initiatives that support high quality across the team, reducing complaint drivers and preventing recurrence of incidents**What You Will Bring:*** Previous experience within financial services, with working knowledge of FCA DISP, CASS, Consumer Duty, and other regulatory rules. Desirable to have qualifications to support.* Excellent verbal and written communication, with the ability to understand and explain complex matters clearly and concisely.* Customer focused, displaying empathy and integrity in dealing with sensitive or vulnerable customer cases.* High attention to detail and strong analytical skills, with a curiosity to get things right. Desirable to have exposure to root cause analysis or continuous improvement frameworks.* Strong stakeholder engagement skills and an ownership driven, solutions-focused approach.*We encourage applications from people of all backgrounds to enable us to bring diverse perspectives to our thinking and conversation. It's important to us that we strive to have a workforce that is diverse in the widest sense.*Thank you for your interest in SS&C! If applicable, to further explore this opportunity, please apply directly with us through our Careers page on our corporate website @ .Unless explicitly requested or approached by SS&C Technologies, Inc. or any of its affiliated companies, the company will not accept unsolicited resumes from headhunters, recruitment agencies, or fee-based recruitment services.SS&C Technologies is an Equal Employment Opportunity employer and does not discriminate against any applicant for employment or employee on the basis of race, color, religious creed, gender, age, marital status, sexual orientation, national origin, disability, veteran status or any other classification protected by applicable discrimination laws.### ### ### ###