Chief Compliance Officer -Investment Banking (emerging markets)

TN United Kingdom; London; On-site; GBP 80,000 - 150,000; Full time

Job summary

An established industry player is seeking a Chief Compliance Officer to lead compliance efforts in the investment banking sector, focusing on emerging markets. This pivotal role involves developing and overseeing control systems to prevent regulatory violations, assessing potential compliance risks, and collaborating with legal and HR teams to ensure adherence to standards. The ideal candidate will have a strong background in regulatory compliance and risk assessment, with the ability to prepare reports for senior management and regulatory bodies. Join this dynamic organization and make a significant impact in shaping compliance practices.

Qualifications

• Experience in developing compliance control systems.
• Ability to evaluate and improve regulatory controls.

Responsibilities

• Oversee compliance control systems to prevent regulatory violations.
• Collaborate with HR and legal teams to enforce compliance standards.

Skills

Regulatory Compliance

Risk Assessment

Control Systems Development

Collaboration with Legal Teams

Education

Bachelor's Degree in Finance or related field

Professional Compliance Certification

Job description

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Chief Compliance Officer -Investment Banking (emerging markets), London

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Client:

Page Executive

Location:

London, United Kingdom

Job Category:

Finance

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EU work permit required:

Yes

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Job Reference:

b819007fdd30

Job Views:

10

Posted:

26.04.2025

Expiry Date:

10.06.2025

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Job Description:

Job Description

• Develop and oversee control systems to prevent violations of regulations and internal policies
  
• Evaluate the efficiency of controls and improve them continuously
  
• Revise procedures, reports, etc. periodically to identify hidden risks or non-conformity issues
  
• Collaborate with corporate counsels and HR departments to monitor enforcement of standards and regulations
  
• Assess the business's future ventures to identify possible compliance risks
  
• Review the work of colleagues when necessary to identify compliance issues and provide advice or training
  
• Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control
  
• Prepare reports for senior management and external regulatory bodies as appropriate