Chartered Financial Planner

Clayton Davies Ltd; Lancashire; On-site; GBP 60,000 - 90,000; Full time

Job summary

Clayton Davies Ltd is seeking a Chartered Financial Planner to join the wealth management team. You will inherit a full client bank and provide holistic, independent advice across the market.

Role requires a client-centric approach, thorough record keeping, and ongoing CPD to meet company standards and regulatory requirements. You will work within a structured process to maintain high-quality advice for clients.

Qualifications

• RQF level 4 Diploma in Regulated Financial Planning (or equivalent).
• Chartered Financial Planner status ideally achieved or progressing towards.
• Minimum of 3 years' experience as a Financial Adviser.

Responsibilities

• Operate to high client-centred standards and maintain records of advice.
• Provide holistic independent whole of market advice to clients.
• Analyse clients' circumstances and finances to tailor suitable solutions.
• Ensure outcomes comply with Advice Standards and Consumer Duty Policy.

Skills

Client-centric approach

Record keeping

CPD

Holistic whole of market advice

Best practice

Education

RQF level 4 Diploma in Regulated Financial Planning

Chartered Financial Planner status (ideally)

Job description

Our client, a successful wealth management firm, are looking for a Chartered Financial Planner to join the team. You will have a full client bank to inherit.

Role & Responsibilities:

• Operating to the highest standards within a client centric environment, practicing a standardised process for advising clients and maintaining records of advice.
• Provide fully holistic independent whole of market advice to customers.
• Analysis of clients' circumstances and finances to establish suitable solutions for their differing needs.
• Ensure client outcomes adhere to company Advice Standards and Consumer Duty Policy.
• Providing clients with comprehensive verbal and documented recommendations in line with the company's best practice.
• Ensure best practice and client outcomes.
• Ensure that records are kept appropriately in line with the company's record keeping and file quality requirements.
• Ensuring that competence to provide advice is maintained and a programme of CPD is undertaken and documented.

Do you have the following to apply?

• RQF level 4 Diploma in Regulated Financial Planning (or equivalent), ideally studying towards or already achieved Chartered Financial Planner status.
• Minimum of 3 years experience as a Financial Adviser
• Ideally hold SPS Statement of Professional Standing by FCA accredited body