Independent Financial Adviser

Clayton Davies; Glasgow; On-site; GBP 35,000 - 60,000; Full time

Job summary

Clayton Davies is seeking an Independent Financial Adviser to join a successful wealth management team. The role focuses on delivering holistic, independent advice to clients while upholding high standards and robust record-keeping.

The candidate will analyse client finances, provide documented recommendations, and maintain CPD to ensure ongoing compliance with industry standards.

Qualifications

• RQF level 4 Diploma in Regulated Financial Planning (or equivalent).
• Minimum of 2 years experience as a Financial Adviser.
• Hold SPS Statement of Professional Standing by FCA accredited body.

Responsibilities

• Operate to high standards within a client-centric environment and follow a standardised advice process.
• Provide holistic independent whole-of-market advice to clients.
• Analyse clients' circumstances and finances to establish suitable solutions.
• Ensure client outcomes adhere to Advice Standards and Consumer Duty Policy.
• Provide verbal and documented recommendations in line with best practice.
• Maintain records in line with record-keeping and file quality requirements.
• Maintain CPD and ensure competence to provide advice.

Skills

Client focused

Record keeping

CPD compliance

Analytical thinking

Education

RQF level 4 Diploma in Regulated Financial Planning

Job description

Our client, a successful wealth management firm, are looking for an Independent Financial Adviser to join the team.

Role & Responsibilities:

• Operating to the highest standards within a client centric environment, practicing a standardised process for advising clients and maintaining records of advice.
• Provide fully holistic independent whole of market advice to customers.
• Analysis of clients’ circumstances and finances to establish suitable solutions for their differing needs.
• Ensure client outcomes adhere to company Advice Standards and Consumer Duty Policy.
• Providing clients with comprehensive verbal and documented recommendations in line with the company’s best practice.
• Ensure best practice and client outcomes.
• Ensure that records are kept appropriately in line with the company’s record keeping and file quality requirements.
• Ensuring that competence to provide advice is maintained and a programme of CPD is undertaken and documented.

Do you have the following to apply?

• RQF level 4 Diploma in Regulated Financial Planning (or equivalent).
• Minimum of 2 years experience as a Financial Adviser
• Hold SPS Statement of Professional Standing by FCA accredited body

Due to the high volume of applications received we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted.

Clayton Davies is acting as an employment agency on behalf of our client.