CASS Oversight Manager

Willow Resourcing Limited; United Kingdom; Remote; GBP 60,000 - 80,000; Full time

Job summary

A dynamic FinTech start-up is seeking a CASS Oversight Manager to join their team. This newly created role offers the opportunity to add real value by developing processes and systems in a flexible working environment. Ideal candidates will have a strong background in CASS management and regulatory compliance, along with a thorough understanding of financial instruments and trading systems. Join now as the firm prepares to revolutionize the post-trading space in the UK and Europe.

Qualifications

• Experienced CASS Management specialist with in-depth knowledge of reconciliations processes.
• Strong understanding of financial instruments, trading systems, and market dynamics.

Responsibilities

• Oversee daily reconciliations and escalations to the SMF16z.
• Develop and maintain CASS records and procedures.
• Drive continuous improvements to enhance regulatory procedures.

Skills

CASS Management

Regulatory Compliance

Reconciliations Processes

Financial Instruments

Trading Systems

Job description

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Willow Resourcing Limited provided pay range

This range is provided by Willow Resourcing Limited. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

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CASS Oversight Manager

Trading FinTech

Looking for greater flexibility to work from home?

Or perhaps you’re looking for a role to really make your own where you can add real value?

This FinTech start-up will revolutionise the post-trading space both here in the UK and across Europe. Having been in stealth mode, they’re now going live in September and so this is an exciting time to join the business.

This is a newly created role, and you’ll have plenty of scope to make it your own, adding value through the continual development of processes and systems.

And you’ll get to work for and learn from an extremely talented Head of Compliance who holds the SMF16z function.

The firm operates a really flexible working policy, meaning you can work completely remotely.

You’ll oversee all aspects of daily reconciliations and escalations to the SMF16z, developing and maintaining CASS records and procedures in relation to reconciliations, CMAR and RP.

You’ll be responsible for monthly CMAR submissions, maintenance of the CASS RP and attend the firm’s CASS Oversight Committee.

You’ll also maintain up-to-date knowledge of regulatory changes and industry best practices related to CASS compliance and drive continuous improvements to enhance the accuracy, quality and efficiency of regulatory procedures.

You’ll be an experienced CASS Management specialist with an in-depth knowledge of reconciliations processes, regulatory requirements and market practices in the UK and EU. A strong understanding of financial instruments, trading systems and market dynamics is essential.

If so, click apply and send over your CV.

Not got an up to date CV?

Don’t worry, you can always give me (Mark) a call on 0121 274 0357 for a confidential discussion or email me at [e-mail] telling me that you’re interested.

We’ll pick it up from there.

Seniority level

• Mid-Senior level

Employment type

• Full-time

Job function

• Other

Industries

• Financial Services and Investment Management