Basel 3.1 Regulatory Assurance Analyst (Hybrid)

HelloKindred; Glasgow; Hybrid; GBP 65,000 - 90,000; Full time

Job summary

HelloKindred is seeking an Assurance Business Analyst (BA) to assess Basel 3.1 regulatory reporting applicability, review data lineage, and perform control testing to provide assurance on regulatory compliance. This role requires close collaboration with Credit Business and Product Owners, technology teams, and stakeholders to assess risk-weighted asset impacts and identify compliance gaps.

The successful candidate will map end-to-end data and controls, review regulatory readiness, and help

Qualifications

• Knowledge of Basel 3.1 regulatory reporting requirements and their applicability to banking activities, products, and services.
• Experience in regulatory compliance, assurance, business analysis, or financial services control environments.
• Experience reviewing data lineage, golden sources, and end-to-end data, process, and control flows.
• Ability to apply control testing methodologies across business, technology, and SOX controls.
• Understanding of risk-weighted assets (RWA) and impact of commercial decisions on regulatory reporting.
• Ability to identify compliance gaps, assess regulatory risks, and recommend improvements to internal controls.
• Experience assessing regulatory reporting readiness, processes, systems, and software applications.
• Collaborate with business stakeholders, Credit Business and Product Owners, and IT teams to support compliance and technology integration.
• Ability to assess training programmes and communicate regulatory requirements to stakeholders.
• BPSS eligibility and umbrella company PAYE payment requirement.

Responsibilities

• Identify and assess Basel 3.1 reporting applicability across the bank's activities, products, and services against regulations and internal policies.
• Review data lineage for Basel 3.1 reports and perform control testing to provide assurance on Basel compliance.
• Review identified golden sources to identify and address potential compliance gaps or violations.
• Work with Credit Business and Product Owners across Mortgages and Securities-Backed Lending to map end-to-end data, process, and control flows.
• Analyze risk-weighted asset (RWA) impacts arising from different commercial decisions and deliver previously designed technology feeds.
• Review business controls, technology controls, and SOX controls linked to Basel 3.1 compliance.
• Perform control testing, including tests of design and tests of effectiveness, for relevant controls.
• Recommend actions to address weaknesses or gaps that could lead to regulatory reporting non-compliance.
• Support the implementation of measures to strengthen internal controls and mitigate compliance risks.
• Assess readiness for the preparation and submission of Basel 3.1 regulatory reports to authorities.
• Assess the development and implementation of training programmes for Basel 3.1 requirements.

Skills

Regulatory knowledge

Business analysis

Risk assessment

Data lineage understanding

SOX controls

Stakeholder collaboration

Regulatory reporting

Job description

HelloKindred is seeking an Assurance Business Analyst (BA) to assess Basel 3.1 regulatory reporting applicability, review data lineage, and perform control testing to provide assurance on regulatory compliance. This role requires close collaboration with Credit Business and Product Owners, technology teams, and stakeholders to assess risk-weighted asset impacts and identify compliance gaps.

The successful candidate will map end-to-end data and controls, review regulatory readiness, and help