AVP, Regulatory Trade & Reporting Advisory

Morgan McKinley; England; On-site; GBP 60,000 - 80,000; Full time

Job summary

A financial services firm in the UK seeks a Subject Matter Expert for regulatory reporting to advise on compliance with UK/EU regulations. Responsibilities include providing technical advice on trade and transaction reporting, ensuring adherence to regulations like EMIR and MiFIR, and supporting equity positions reporting. Ideal candidates will possess strong regulatory knowledge and experience in financial compliance, as well as the ability to identify opportunities for process improvement.

Qualifications

• Experience in providing compliance oversight in finance.
• Strong knowledge of UK/EU regulatory frameworks.
• Proficiency in collateral processes and margin handling.

Responsibilities

• Act as the SME on trade and transaction regulatory obligations.
• Provide technical support to compliance colleagues.
• Advise on matters concerning equity positions reporting.

Skills

Technical regulatory advice

Trade and transaction reporting

Knowledge of EMIR and MiFIR

Regulatory compliance

Process improvement skills

Job description

A financial services firm in the UK seeks a Subject Matter Expert for regulatory reporting to advise on compliance with UK/EU regulations. Responsibilities include providing technical advice on trade and transaction reporting, ensuring adherence to regulations like EMIR and MiFIR, and supporting equity positions reporting. Ideal candidates will possess strong regulatory knowledge and experience in financial compliance, as well as the ability to identify opportunities for process improvement.