Associate VP (Regulatory Compliance Advisory) - Marks Sattin FS

Marks Sattin FS; London; On-site; GBP 70,000 - 90,000; Full time

Job summary

A leading global bank is seeking an Assistant Vice President for its Compliance Advisory function in London. The role involves leading compliance risk assessments, supporting regulatory developments, and providing guidance to operational teams. The ideal candidate will have strong compliance advisory experience in retail banking, with a focus on Consumer Duty. Excellent analytical and communication skills are essential for success in this position.

Qualifications

• Regulatory compliance advisory experience within retail banking.
• Knowledge of Consumer Duty is a significant plus.

Responsibilities

• Lead the review of compliance risk assessments and internal controls.
• Design and report on compliance metrics and dashboards.
• Provide regulatory interpretation and guidance.

Skills

Compliance Advisory

Analytical Skills

Communication Skills

Education

Professional qualifications in compliance

Job description

Associate VP (Regulatory Compliance Advisory) - Marks Sattin FS

Assistant Vice President - Regulatory Compliance Advisory

• Location: London, UK
• Employment Type: Full-Time, Permanent
• 4 Days a Week in the office (1-day WFH)

Company Overview:

• An established Global Bank is looking to appoint an Assistant Vice President within its Compliance Advisory function covering the retail banking division of the bank.

What we are looking for:

• The successful candidate must have compliance advisory experience within the retail banking space. Experience in Consumer Duty is a significant plus.

Core Responsibilities:

• Lead the review and challenge of business-led compliance risk assessments and internal controls.
• Support the development and implementation of Key Risk Indicators (KRIs) across relevant units.
• Design, maintain, and report on compliance metrics, dashboards, and heat maps.
• Provide regulatory interpretation and practical guidance related to payments, depositor protection (FSCS), and obligations under the PSR.
• Monitor and evaluate upcoming regulatory developments.
• Draft, revise, and embed policies and internal frameworks aligned with new regulatory expectations.
• Act as a senior compliance advisor, with robust knowledge of FCA requirements including COBS, MCOBs, BCOBS, CONC, DISP, SYSC, PRIN 12, and FSCS.
• Offer day-to-day guidance and regulatory support to operational teams and business leaders.
• Represent the Compliance function at governance meetings and contribute to product and service development from a regulatory perspective.
• Contribute to the creation and rollout of compliance training and internal awareness sessions.
• Assist with team oversight, project delivery, and regulatory reporting initiatives.

Requirements:

• Regulatory Compliance Advisory Experience within the retail banking space.
• Knowledge of Consumer Duty is a significant plus.
• Professional qualifications in compliance are advantageous but not mandatory.
• Strong understanding of conduct risk, consumer protection rules, and regulatory change management.
• Excellent analytical and communication skills with the ability to simplify complex issues.
• Confident report writer with the ability to influence and build relationships at all levels.
• A proactive, team-oriented mindset with a detail-focused approach to problem-solving.

We are happy to provide application and/or accessibility support. Please contact your Marks Sattin or Grafton consultant directly to discuss your needs. We are committed to protecting the privacy of all our candidates and clients. Please visit https://www.markssattin.co.uk/privacy and https://uk.grafton-recruitment.com/en/privacy-policy-1 for our privacy policy.

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