Associate Compliance Specialist

Jobs via eFinancialCareers; London; On-site; GBP 75,000 - 125,000; Full time

Job summary

A global investment firm in London seeks a Compliance Associate to join their compliance team. The role involves ensuring the firm's regulatory obligations are met, focusing on financial crime, and engaging in compliance processes. Ideal candidates will have extensive experience in compliance, particularly in asset management, and possess strong communication and analytical skills. A commitment to professional development and exposure to global compliance practices is also emphasized.

Qualifications

• Around 7 years’ experience in a compliance role, ideally within asset management.
• Strong working knowledge of UK and European regulatory frameworks.
• Experience in financial crime (AML, CTF, sanctions, ABC).

Responsibilities

• Contribute to the firm’s approach on AML, sanctions, and anti-bribery.
• Provide regulatory guidance on frameworks including MiFID II.
• Support regulatory submissions and engage with the FCA.

Skills

Communication

Analytical skills

Proactivity

Organizational skills

Tools

Excel

Job description

Join to apply for the Associate Compliance Specialist role at Jobs via eFinancialCareers

3 days ago Be among the first 25 applicants

Join to apply for the Associate Compliance Specialist role at Jobs via eFinancialCareers

Get AI-powered advice on this job and more exclusive features.

Compliance Associate – £100k + Benefits – Alternative Investment Management (London)

A global investment firm is looking to hire a Compliance Associate into its London office. This is a fantastic opportunity for a Compliance Associate to join a high-performing, international team within a well-established firm managing over $50bn in assets for institutional and UHNW clients.

The Compliance Associate role is broad, covering core compliance responsibilities with a particular focus on financial crime. As a Compliance Associate, you’ll be supporting the firm’s regulatory obligations across the UK and wider jurisdictions, gaining exposure to a global compliance framework and a collaborative culture.

This position is ideal for a Compliance Associate with a solid foundation in compliance who is ready to step into a high-impact, front-footed role with real room for development and long-term progression.

Key Aspects of the Compliance Associate Role:

• Contribute to the firm’s approach on AML, sanctions, anti-bribery, and broader financial crime matters as a Compliance Associate
• Provide regulatory guidance on key frameworks including MiFID II, AIFMD, Market Abuse, and related UK/European regulations
• Help shape internal compliance processes, procedures, and policies as regulations evolve, supporting the compliance team
• Support regulatory submissions and ongoing engagement with the FCA as part of your compliance duties
• Work closely with international colleagues on cross-border compliance initiatives
• Provide input into compliance training and awareness across the business
  
  
  

What you’ll need to be considered for the Compliance Associate role:

• Around 7 years’ experience in a compliance role, ideally within asset or wealth management
• Strong working knowledge of UK and European regulatory frameworks relevant to a Compliance Associate withing the buy side
• Hands-on experience in financial crime (AML, CTF, sanctions, ABC)
• Confident working with stakeholders across the business — excellent communication skills are key for this Compliance Associate role
• Proactive, organised, and comfortable juggling varied workstreams in a fast-paced environment
• Strong Excel and analytical skills are a bonus
  
  
  

Why This Compliance Associate Role?

You’ll be joining a collaborative and forward-thinking firm known for its high standards, global presence, and inclusive culture. The compliance function is closely aligned across regions, offering genuine exposure to international best practice and clear progression routes for a Compliance Associate ready to take the next step in their career.

If you’re an ambitious Compliance Associate looking for your next challenge, I’d be happy to share more details or set up a confidential chat.

Seniority level

• Seniority level

  Mid-Senior level

Employment type

• Employment type

  Full-time

Job function

• Job function

  Finance and Sales

Referrals increase your chances of interviewing at Jobs via eFinancialCareers by 2x

Get notified about new Compliance Specialist jobs in London, England, United Kingdom.

Counsel - Business & Legal Affairs, UK Scripted Series

London, England, United Kingdom 1 week ago

London, England, United Kingdom 3 weeks ago

London, England, United Kingdom 2 weeks ago

London, England, United Kingdom 6 days ago

Associate Manager, Compliance - London COE

London, England, United Kingdom 3 days ago

Regulatory Compliance Manager (London Based)

London, England, United Kingdom 2 weeks ago

London, England, United Kingdom 1 week ago

Greater London, England, United Kingdom 5 days ago

London, England, United Kingdom 3 weeks ago

London, England, United Kingdom 1 week ago

London, England, United Kingdom 1 week ago

London, England, United Kingdom 1 month ago

London, England, United Kingdom 2 days ago

London, England, United Kingdom 1 week ago

City Of London, England, United Kingdom 2 weeks ago

Compliance Officer - Global PSP (UK-based)

City Of London, England, United Kingdom 1 week ago

London, England, United Kingdom 2 days ago

London, England, United Kingdom 2 months ago

Legal & Compliance Manager - Trade Sanctions & Ethics

London, England, United Kingdom 7 months ago

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.