Senior Compliance Consultant/Director - FCA & SEC

ZipRecruiter; London; Hybrid; GBP 60,000 - 80,000; Full time

Job summary

Une société de conseil en conformité dynamique et en croissance cherche un généraliste de la conformité. Le candidat sera responsable de fournir des conseils en conformité au secteur de la gestion d'actifs, principalement pour des clients dualement réglementés UK/US, tout en bénéficiant d'une flexibilité de travail à domicile et d'un parcours de progression clair.

Qualifications

• Expérience de 7+ ans en conformité, dans un cadre interne ou de conseil.
• Connaissance des réglementations SEC, FCA, et des filings associés.
• Capacité à établir et à maintenir des infrastructures de conformité.

Responsibilities

• Agir comme ressource principale en conformité pour divers clients.
• Fournir des conseils stratégiques en conformité et des solutions réglementaires.
• Participer à des projets réglementaires ad-hoc.

Skills

Gestion des relations

Conformité réglementaire

Connaissance des règlements SEC

Job description

Job Description

We are working with our long-standing client who are a growing and dynamic boutique compliance consultancy dedicated to assisting the asset management sector. They are looking for an experienced compliance generalist with 7+ years experience in either in-house or consultancy, who has knowledge of SEC regulations and experience of the relevant filings involved.

You will act as the primary compliance resource for a number of retained clients, as well as getting involved in ad-hoc regulatory projects. You will provide strategic compliance advice relevant to the FCA and SEC/NFA/CFTC and provide clients with tailored and proportionate regulatory solutions, setting up compliance infrastructures and ensure these remain fit for purpose. Clients are mainly asset managers, hedge funds and private equity companies, many (but not all) are dual regulated UK/US.

Whilst this is a Consulting role so there will naturally be a need for strong relationship management skills and a willingness to participate in networking events and initiatives, there is a separate sales team so there are no business development expectations as such.

We have placed numerous Consultants with this firm and this is a really exciting time to join the business. They offer good working from home flexibility (most people are in the office 2-3 days a week but you manage your own diary) and a clear progression path.