Hybrid Compliance Analyst - Private Markets & AML/KYC

Anonymous; England; Hybrid; GBP 42,000 - 64,000; Full time

Benefits offered by this job

Benefits in line with market expectations

Flexible/hybrid working environment

Job summary

A leading investment management firm in the United Kingdom is seeking a skilled Compliance Associate/Manager. The role emphasizes ensuring regulatory compliance, conducting AML/KYC checks, and maintaining compliance policies. The perfect candidate will have 2-5 years of experience in compliance within regulated financial services. This position offers a full-time commitment with a flexible/hybrid working environment, aimed at enhancing compliance in investment management practices.

Qualifications

• 2 to 5 years of experience in Compliance for a regulated financial services business.
• Experience with AML/KYC checks and investor vetting.
• Familiarity with marketing material review across global jurisdictions.

Responsibilities

• Ensure timely preparation and submission of regulatory filings.
• Implement and maintain compliance policies and procedures.
• Administer conflicts of interest processes and monitor conduct rules.
• Support the execution of AML/KYC controls.
• Coordinate compliance training and raise awareness within the business.

Skills

Compliance and AML experience

Client onboarding skills

Marketing material review

Job description

A leading investment management firm in the United Kingdom is seeking a skilled Compliance Associate/Manager. The role emphasizes ensuring regulatory compliance, conducting AML/KYC checks, and maintaining compliance policies. The perfect candidate will have 2-5 years of experience in compliance within regulated financial services. This position offers a full-time commitment with a flexible/hybrid working environment, aimed at enhancing compliance in investment management practices.