Asset & Wealth Management - Risk & Regulatory - Manager

TN United Kingdom; London; Hybrid; GBP 60,000 - 100,000; Full time

Job summary

An established industry player is seeking a Manager in Asset and Wealth Management Risk & Regulatory. This role involves leading projects, conducting regulatory due diligence, and becoming a subject matter expert in compliance with FCA regulations. Ideal candidates will have a strong understanding of the asset and wealth management sector and excellent communication skills. The company offers a supportive environment with opportunities for professional growth and a flexible working arrangement, making it an exciting opportunity for ambitious professionals looking to advance their careers.

Benefits

Private Medical Cover

24/7 Access to Virtual GP

Flexible Working Arrangements

Volunteering Days

Empowered Flexibility

Qualifications

• Strong knowledge of FCA's asset management regulations.
• Experience in regulatory consulting or compliance functions.

Responsibilities

• Lead projects and manage client relationships effectively.
• Conduct regulatory due diligence for M&A deals.
• Develop technical expertise and mentor junior staff.

Skills

Asset Management Knowledge

Wealth Management Knowledge

FCA Regulatory Framework

Compliance Arrangements

Excellent Communication Skills

Numeracy and Report Writing

Relationship Management

Education

Degree in Finance or Related Field

Job description

Asset & Wealth Management - Risk & Regulatory - Manager, London

Client: PwC

Location: London, United Kingdom

Job Category: Finance

EU work permit required: Yes

Job Reference: 86988f5053f0

Job Views: 4

Posted: 29.04.2025

Expiry Date: 13.06.2025

Job Description:

The role

The world of Risk and Regulation is experiencing fundamental change, evolving rapidly within political and commercial environments, impacting businesses significantly. We work across the financial services sector to help clients navigate these changes. Join us in shaping a new, relevant financial services industry.

The Asset and Wealth Management Risk and Regulatory team is growing and seeks ambitious Managers with experience in asset or wealth management regulation. Ideal candidates will possess strong knowledge of conduct and/or prudential regulation, including compliance arrangements, SM&CR, governance, the FCA’s asset management market study, front office controls, and the FCA regulatory framework. Experience with a regulator, consultancy, or in the industry is a plus.

As the leading provider of professional services to the asset and wealth management industry, PwC collaborates with top UK firms, understanding their challenges. Successful candidates will work on diverse projects, expand their knowledge, and fast-track their careers, supported by PwC’s market-leading development framework and on-the-job learning opportunities.

What your days will look like:

• Leading projects and running work streams on medium and larger engagements - working as part of a project team on client sites and day-to-day liaison with clients
• Taking responsibility for conducting reviews and preparation of reports; making oral presentations of findings and recommendations to client management team(s)
• Conducting regulatory due diligence for merger and acquisition deals
• Supporting technical analysis and developing an area of specialism where you will become the 'subject matter expert'
• Identifying and documenting key systems and controls for demonstrating compliance with applicable FCA regulations
• Developing opportunities and helping to win new business through marketing and sales activities and continuous client relationship programmes with senior client staff
• Networking with clients, prospective clients and internally across PwC
• People development, mentoring and coaching, including management of client facing teams
• Technical research, responding to consultation papers from relevant regulatory bodies, providing input to the debate on development and application of policy, participating in PwC’s Thought Leadership

This role is for you if you have:

• Knowledge and experience of the asset management and/or wealth management sector, including a strong understanding of the FCA’s supervisory approach for asset and wealth management firms
• Technically proficient in the conduct or prudential aspects of the FCA regime including recent thematic reviews, the FCA market studies and the introduction of the Senior Managers Regime for asset and wealth managers as well as elements of the broader FCA regime and requirements
• The ability to make and develop strong relationships, listen to clients needs and interpret this to identify new opportunities to assist them
• General understanding of compliance and governance structures, operations, and industry best practice in compliance
• Excellent communication (both written and oral) and organisational skills
• Strong numeracy and report writing skills
• Demonstrable experience with the FCA and/or with another regulatory consulting practice or in-house as part of a compliance/risk function within a regulated firm
• Experience in providing regulatory consulting advice to both established companies and new entrants

What you’ll receive from us:

• No matter where you may be in your career or personal life, our benefits are designed to add value and support, recognising and rewarding you fairly for your contributions.
• We offer a range of benefits including empowered flexibility and a working week split between office, home and client site; private medical cover and 24/7 access to a qualified virtual GP; six volunteering days a year and much more.