Asset Management Compliance Associate — Marketing Reviews

Goldman Sachs; Greater London; On-site; GBP 50,000 - 75,000; Full time

Job summary

Goldman Sachs in London seeks a Compliance Advisor specializing in marketing compliance. You will review financial promotions, advise on regulatory requirements, and support the firm’s enterprise-wide compliance program.

The role involves surveillance, policy development, training delivery, and coordinating with Legal and Business partners to respond to regulatory inquiries and implement reforms. This is a hands-on, cross-functional position requiring analytical thinking, strong communication,

Qualifications

• Minimum of 2 years of experience in marketing compliance.
• Interest in financial markets, asset management and conduct risk.
• Strong analytical, organizational, researching and fact-gathering skills.

Responsibilities

• Review and approval of financial promotions.
• Support the forensic program, including ad hoc and programmatic reviews.
• Compliance support and representation on strategic initiatives.
• Participate in regulatory identification and implementation projects.
• Develop and implement Compliance policies and procedures.
• Preparing and delivering Compliance training.
• Assist in responding to regulatory inquiries and investigations.
• Miscellaneous projects as required.

Skills

Marketing compliance

Job description

Goldman Sachs in London seeks a Compliance Advisor specializing in marketing compliance. You will review financial promotions, advise on regulatory requirements, and support the firm’s enterprise-wide compliance program.

The role involves surveillance, policy development, training delivery, and coordinating with Legal and Business partners to respond to regulatory inquiries and implement reforms. This is a hands-on, cross-functional position requiring analytical thinking, strong communication,