12 Months FTC - Senior Regulatory Compliance Program Manager

Robert Walters UK; London; Remote; GBP 100,000 - 140,000; Full time

Job summary

An established industry player is seeking a Senior Regulatory Compliance Program Manager for a 12-month contract. This role offers the chance to shape compliance frameworks in a thriving fintech environment. You will collaborate with the Head of Compliance to design oversight programs that adhere to FCA standards. The ideal candidate will possess extensive experience in regulatory compliance and third-party risk management, with a proven ability to develop programs from the ground up. Join a dynamic team and make a significant impact in a fast-paced setting while working remotely.

Qualifications

• Proven experience in a senior Compliance role within financial services.
• Expertise in managing outsourcing and third-party risks.

Responsibilities

• Develop a compliance program for outsourcing and third-party oversight.
• Ensure alignment with FCA requirements for regulatory authorization.

Skills

Regulatory Compliance

Third-party Risk Management

FCA Regulations

Compliance Program Development

Education

Degree in Finance or Law

Professional Compliance Certification

Job description

12 Months FTC - Senior Regulatory Compliance Program Manager

Our client, a leading fintech firm, part of a global technology group, is looking for a Senior Regulatory Compliance Program Manager to build and lead its Outsourcing and Merchant Oversight function. This is an exceptional 12-month engagement offering the opportunity to shape and deliver key compliance frameworks in a high-growth, fast-paced environment.

As part of a dynamic and forward-thinking compliance team, you’ll work closely with the Head of Compliance & MLRO to design and implement regulatory-compliant oversight programs that meet the expectations of the UK’s Financial Conduct Authority.

Key Responsibilities

• Develop and execute a robust compliance program for outsourcing and third-party oversight, including oversight of merchants and credit brokers.
• Ensure alignment with FCA requirements in preparation for regulatory authorisation.
• Collaborate globally with internal stakeholders to implement oversight processes, accountability frameworks, and governance reporting.
• Deliver training and awareness programs to relevant teams and business units.
• Draft and support regulatory documentation and contribute to the firm’s overall business compliance plan.
• Regularly report progress to internal governance forums and leadership.

The ideal candidate will have a proven track record and experience in a senior Compliance role, ideally within a regulated financial services environment with demonstrable experience managing third-party and outsourcing risks, along with a deep understanding of FCA expectations. The ideal candidate must have experience in designing, building, and developing a compliance program from scratch and have extensive experience in outsourcing and third-party risk.

About the Job

Contract Type: CONTRACTOR
Focus: Compliance
Workplace Type: Remote
Experience Level: Senior Management
Language: English - Professional working
Location: City of London
Salary: £100,000 - £140,000 per annum

Job Reference: I7QNJO-5ED85DF7
Date posted: 24 April 2025
Consultant: Claire Singer