Director, Investment Banking Compliance Oversight (Data-led)

Barclays; Paris; Vor Ort; EUR 140.000 - 210.000; Vollzeit

Zusammenfassung

Barclays Europe seeks a Director to lead Investment Banking Business Oversight Compliance. You will provide data-led oversight on business activities and compliance risk, partnering with senior stakeholders across the Investment Bank and mentoring a high-performing team.

The role requires deep investment banking compliance experience and a strong understanding of the financial regulatory environment, with responsibility to influence decision-making and protect Barclays' regulatory standing.

Aufgaben

• Identify and assess compliance risks through thorough reviews of business activities, changes, processes, testing and systems.
• Identify and investigate potential market abuse, including Insider Dealing, Unlawful Disclosure, Market Manipulation or Anti-Competitive Conduct.
• Conduct investigation of compliance risk events or breaches. Oversight and check and challenge of corrective actions and preventative measures to avoid future occurrences.
• Implementation of compliance policies and procedures in line with regulatory requirements and ensuring that the bank’s internal policies are aligned with international standards, including jurisdictional requirements.
• Collaboration with 1LOD, other relevant Compliance teams and legal, and relevant risk management functions to facilitate a comprehensive approach to compliance and risk management.
• Identification, investigation and oversight of potential money laundering, terrorist financing or other financial crime.

Jobbeschreibung

Barclays Europe seeks a Director to lead Investment Banking Business Oversight Compliance. You will provide data-led oversight on business activities and compliance risk, partnering with senior stakeholders across the Investment Bank and mentoring a high-performing team.

The role requires deep investment banking compliance experience and a strong understanding of the financial regulatory environment, with responsibility to influence decision-making and protect Barclays' regulatory standing.