VP, Risk & Compliance — Asset Management & Equities

Alantra; Madrid; Vor Ort; EUR 70.000 - 110.000; Vollzeit

Zusammenfassung

Alantra, a global independent financial services group, seeks an Associate / Vice President to reinforce its Risk & Compliance framework across Asset Management and related MiFID services. You will work with investment teams and control functions to identify risks, challenge controls, and translate regulatory requirements into practical, proportionate arrangements.

The role focuses on Asset Management with expansion to Equities Brokerage & Research, requiring strong knowledge of AIFMD, MiFID,

Qualifikationen

• Three+ years of relevant experience in Risk Management, Compliance or internal control in asset management or regulated settings.
• Experience applying AIFMD and/or MiFID requirements; strong understanding of investment products and fund structures.
• Ability to engage with investment teams and senior stakeholders, with sound judgement and constructive challenge.

Aufgaben

• Risk identification, assessment and reporting across funds and portfolios.
• Monitor portfolios against mandates, risk appetite and internal policies; escalate exceptions.
• Support risk assessment of illiquid and private-market investments and governance of valuation.
• Assist with governance and regulatory reporting, including MiFID and AIFMD oversight.
• Coordinate across regulated entities to promote consistent oversight.

Kenntnisse

Risk Management

Regulatory Compliance

MiFID/MiFIR

AIFMD

Internal Control

Stakeholder Engagement

Analytical Skills

Ausbildung

Degree in Law/Finance/Economics/Business

FRM/CFA/CESCOM/CISI/ICA beneficial

Jobbeschreibung

Alantra, a global independent financial services group, seeks an Associate / Vice President to reinforce its Risk & Compliance framework across Asset Management and related MiFID services. You will work with investment teams and control functions to identify risks, challenge controls, and translate regulatory requirements into practical, proportionate arrangements.

The role focuses on Asset Management with expansion to Equities Brokerage & Research, requiring strong knowledge of AIFMD, MiFID,