Senior Due Diligence Associate

Apex Group Ltd (UK Branch); Valencia; Híbrido; EUR 42.000 - 56.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

Hybrid Working Model

Private health insurance

27 working days holiday + public hols

Opportunities for professional develop

CPD study guidance programs

Positive work environment

Diverse, global team

Cross-jurisdiction exposure

Opportunity to be part of expanding全球

Descripción de la vacante

Apex Group Ltd (UK Branch) in Valencia is seeking a Senior Due Diligence Associate to safeguard client assets by overseeing fund activity and ensuring regulatory compliance, including AIFMD. You will conduct due diligence reviews on service providers, assess risks, and support ongoing monitoring and governance with Depositary, Risk, Compliance and Operations teams.

From reviewing Sub-Custodians, Prime Brokers, Fund Managers and Administrators to preparing DDQ packs, SOC1/ISAE 3402 reports, and

Formación

• Bachelor's degree in Finance, Business Administration or related field.
• 1–2 years in due diligence, deposits oversight, or related areas.
• Fluent/strong English communication; minimum B level.
• Solid knowledge of UCITS and AIFMD regulations.
• Strong analytical and problem-solving abilities.
• Ability to work under pressure and meet deadlines.

Responsabilidades

• Prepare initial and ongoing due diligence reviews on Sub-Custodians, Prime Brokers, Fund Managers, and Fund Administrators.
• Complete DDQs, SOC1/ISAE 3402, financial statements, regulatory disclosures, and policies.
• Perform risk assessments of service providers and maintain monitoring records.
• Draft due diligence reports and assist Branch Management with reporting.
• Track recommendations, findings and remediation actions.
• Engage with Depositary Teams, Custody Operations, and external providers.
• Support internal and external audits with required documentation.

Conocimientos

Autonomous working

English communication

Due diligence experience

Depositary regulatory knowledge

UCITS & AIFMD

Analytical & problem solving

Product knowledge

Working under pressure

Educación

Bachelor's degree in Finance/Business Administration or related field

Descripción del empleo

The Apex Group was established in Bermuda in 2003 and is now one of the world’s largest fund administration and middle office solutions providers.

Our business is unique in its ability to reach globally, service locally and provide cross-jurisdictional services. With our clients at the heart of everything we do, our hard-working team has successfully delivered on an unprecedented growth and transformation journey, and we are now represented by over circa 13,000 employees across 112 offices worldwide.Your career with us should reflect your energy and passion.

That’s why, at Apex Group, we will do more than simply ‘empower’ you. We will work to supercharge your unique skills and experience.

Take the lead and we’ll give you the support you need to be at the top of your game. And we offer you the freedom to be a positive disrupter and turn big ideas into bold, industry-changing realities.

For our business, for clients, and for you

Role Location: Valencia
Department: Depositary/Due Diligence
Level of the role: Senior Due Diligence Associate
Employment Type: Full time permanent

Role summary

As a Senior Due Diligence Associate, you will play a key role in safeguarding client assets by overseeing fund activity and ensuring compliance with regulatory requirements, including AIFMD. You will conduct due diligence reviews on key service providers such as Fund Managers, Administrators, Prime Brokers, and Sub-Custodians, assess risks, and support ongoing monitoring and governance activities. Working closely with Depositary, Risk, Compliance, and Operations teams, you will help deliver high-quality oversight, maintain strong client service standards, and contribute to the integrity of Apex Group's investment operations.

Key responsibilities:

Due Diligence Reviews:

• Prepare initial and ongoing due diligence reviews on
  • Sub-Custodians
  • Prime Brokers
  • Fund Managers
  • Fund Administrator

Process:

• Due Diligence Questionnaires (DDQs)
• Control reports (SOC1 / ISAE 3402 reports)
• Financial statements
• Regulatory disclosures
• Policies and procedures
• Standard due diligence documentation packs

Risk Assessment and Monitoring:

• Perform preliminary and periodic risk assessments of service providers.
• Maintain records of ongoing monitoring activities and ensure supporting evidence is retained.
• Escalate material findings or emerging risks to the Due Diligence Manager.

Reporting:

• Draft due diligence reports for review by the Due Diligence Manager.
• Assist in preparing reporting for Branch Management.
• Track outstanding recommendation, findings and remediation actions.
• Maintain accurate audit trails supporting all due diligence activities.

Stakeholder Management:

• Develop effective working relationships with Depositary Teams, Custody Operations, external service providers.
• Participate in internal and external meetings as required.
• Promote a culture of risk awareness, control effectiveness and regulatory compliance.
• Support internal audits, external audits and regulatory inspections by providing required documentation and evidence.

Skills Required

• Bachelors in preferably Finance/ Business Administration or something similar.
• Autonomous and solution-oriented working style.
• Excellent communication skills in English (B level as minimum).
• Minimum 1–2 years' experience in a Due Diligence, Depositary Oversight, Custody, Fund Administration, Risk, Compliance or Audit environment.
• An overall knowledge of Depositary key regulatory requirements.
• Understanding of UCITS and AIFMD rules.
• Strong analytical and problem-solving skills.
• Strong understanding of product range and operational processes.
• Ability to work under pressure and to meet deadlines.

What you will get in return:

• Hybrid Working Model
• Private health insurance.
• 27 working days holiday + Public holidays
• Opportunities for professional development.
• Professional Development (CPD) and Study Guidance programs
• Positive and hospitable work environment.
• Opportunity to work with a diverse, agile and global team.
• Exposure to all aspects of the business and cross-jurisdiction.
• A genuinely unique opportunity to be part of an expanding large global business + more

At Apex Group, we are committed to creating a diverse and inclusive workplace. In Spain, this includes our obligation under the LGD to ensure that people with disabilities are represented within our teams. If you have a recognised disability (≥33%), we welcome your application and will provide reasonable adjustments throughout the recruitment process.