Regulatory Compliance Manager – Wealth & Trading (Remote)

Revolut; Santander; Presencial; EUR 70.000 - 110.000; Jornada completa

Descripción de la vacante

Revolut in Santander, Cantabria is seeking a Regulatory Compliance Manager (Wealth & Trading) to help ensure our products and services meet MiFID II, UCITS and MAR requirements. You will advise the business on compliance topics within the Investment Laws remit and help establish and monitor related controls.

You'll partner with Operations and Regulators to implement a world-class compliance framework, oversee onboarding, product governance, and launches, and drive training to reduce policy risk

Formación

• Clear and practical knowledge of MiFID II, UCITS and MAR.
• Experience in compliance risk management within a consultancy, compliance function, or regulator.
• Ability to work well under pressure, manage multiple projects, and meet deadlines.
• Knowledge of regulatory gap analysis.
• Experience in policy creation and implementation.
• Understanding of the interplay between compliance risk and business risk.

Responsabilidades

• Acting as regulatory compliance expert in terms of client onboarding, product governance and investment product&services launches
• Monitoring, testing, and reporting on the effectiveness of our regulatory architecture
• Drafting, implementing, and rolling out compliance plans, frameworks, and policies
• Participating and advising on product launches, providing expert regulatory advice to support the Operations team to fully comply with local regulations
• Developing and executing a world-class compliance framework and training programme
• Supporting interactions with regulators

Conocimientos

MiFID II knowledge

UCITS knowledge

MAR knowledge

Regulatory compliance

Analytical skills

Stakeholder communication

Descripción del empleo

Revolut in Santander, Cantabria is seeking a Regulatory Compliance Manager (Wealth & Trading) to help ensure our products and services meet MiFID II, UCITS and MAR requirements. You will advise the business on compliance topics within the Investment Laws remit and help establish and monitor related controls.

You'll partner with Operations and Regulators to implement a world-class compliance framework, oversee onboarding, product governance, and launches, and drive training to reduce policy risk