Werkstudium oder Praktikum, Compliance EMEA (6 months)

Wellington Management Company; Frankfurt; Hybrid; EUR 13.000 - 20.000; Teilzeit

Benefits dieser Stelle

Hybrid work schedule

Open, diverse culture

Zusammenfassung

Wellington Management seeks a working student or intern to join its Compliance team in Frankfurt for six months. You will support regulatory alignment across 30+ core countries and collaborate with the EMEA compliance team and Financial Crime functions.

Ideal candidates are studying for a Bachelor's or Master's (preferably Law LLB), fluent in German and English, with strong organizational, analytical, and communication skills, and proficiency in Microsoft Office.

Qualifikationen

• Fluency in German and English required.
• Currently studying for a Bachelor's or Master's degree (preferably Law LLB).
• Basic understanding of compliance and regulatory standards.
• Interest in financial services and investment operations.

Aufgaben

• Learn business processes and regulatory risks affecting the organization.
• Help update policies and procedures to ensure regulatory compliance.
• Interact with stakeholders and regulators, communicating policies clearly.
• Support audits and address compliance issues promptly.
• Act as liaison with BaFin, Bundesbank, Bank of Italy Consob and CNMV.
• Report on the effectiveness of compliance controls.

Kenntnisse

German

English

Ausbildung

Law LLB background

Tools

Microsoft Office

Jobbeschreibung

WELLINGTON MANAGEMENT Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 50 countries, draw on a robust body of proprietary research and a collaborative culture that encourages independent thought and healthy debate. As a private partnership, we believe our ownership structure fosters a long-term view that aligns our perspectives with those of our clients.

THE POSITION

As part of the continued growth of our business in continental Europe, we are currently seeking a talented intern to join our dynamic Compliance team in Frankfurt as a working student or intern. The compliance function is a critical part of any organization, ensuring that the company adheres to all relevant laws, regulations, and internal policies. In this role, you will be at the forefront of ensuring our compliance with regulatory standards across 30+ core countries. You will work closely with the EMEA compliance team, including the Financial Crime functions, to support a range of activities that enhance our investment management services and fund distribution.

RESPONSIBILITIES

• Learn about the business processes and the investment management industry to identify and manage potential regulatory risks that the organization might face.
• Implementing measures to mitigate these risks such as creating and updating policies and procedures to ensure compliance with laws and regulations.
• Interact with the various stakeholders (business owners, management and regulators) advising the business on compliance matters, ensuring that policies are communicated effectively to all employees, providing training programs to educate employees about compliance requirements and raise awareness about the importance of compliance and ethical behaviour.
• Supporting the audits to identify any compliance issues and address them promptly.
• Acting as a liaison between the organization and regulatory bodies (BaFin, Bundesbank, Bank of Italy Consob and CNMV).
• Reporting on the effectiveness of compliance controls.

DESIRED ATTRIBUTES

• Fluency in both German and English.
• Be studying towards Bachelors or Masters (especially those with Law LLB background)
• Basic understanding of compliance and regulatory standards.
• Interest in learning about financial services and investment operations.
• Strong organisational skills and attention to detail.
• Good analytical and problem-solving abilities.
• Effective communication skills.
• Proficiency with Microsoft Office tools.

JOB TITLE Werkstudium oder Praktikum, Compliance EMEA (6 months)

LOCATION Frankfurt

We are dedicated to building and maintaining a diversified workforce and considering a broad array of candidates with a variety of skill, workplace experiences, and backgrounds.

As an equal opportunity employer, Wellington Management considers all qualified applicants will receive consideration for employment without regard to race, color, sex, sexual orientation, gender identity, gender expression, religion, creed, national origin, age, ancestry, disability (physical or mental), medical condition, citizenship, marital status, pregnancy, veteran or military status, genetic information or any other characteristic protected by applicable law.

We believe that in person interactions inspire and energize our community and are essential to our culture. In support of this commitment, our employees work from our offices 4 days a week with flexibility to work remotely 1 day a week.

We believe that in person interactions inspire and energize our community and are essential to our culture. In support of this commitment, our employees work from our offices 4 days a week with flexibility to work remotely 1 day a week.

Tracing our history to 1928, Wellington Management is one of the world’s largest independent investment management firms. We serve as a trusted adviser to clients in over 60 countries, visit our website to see our assets under management. Our innovative investment solutions are built on the strength of proprietary, independent research and span nearly all segments of the global capital markets, including equity, fixed income, multi-asset, and alternative strategies. As a private partnership whose sole business is investment management, our long-term views and interests are aligned with those of our clients. We are committed to attracting a talented and diverse workforce, and to fostering an open, collaborative culture of inclusivity because we believe multiple perspectives lead to more informed investment and business decisions. As an Equal Opportunity Employer, we welcome people with diverse life experiences, fresh ideas, and specialized subject-matter expertise. We believe that in person interactions inspire and energize our community and are essential to our culture. In support of this commitment, our employees work from our offices 4 days a week with flexibility to work remotely 1 day a week. We believe that this approach ultimately supports our mission to deliver investment excellence to our clients and their beneficiaries over the long term.

For more information, please visit https://www.wellington.com/en/