Senior Compliance Analyst

Jobtailor; Deutschland; Vor Ort; EUR 70.000 - 90.000; Vollzeit

Zusammenfassung

Jobtailor is seeking an experienced Compliance professional to monitor regulatory requirements, conduct risk assessments, and oversee CMS processes in a regulated environment.

You will review risk indicators, draft reports for executive audiences, and help redesign processes with the First Line of Defense while staying current on industry changes.

Qualifikationen

• 5-7 years of related experience in compliance or related risk management field in a regulated industry.
• Bachelor’s degree (preferred) or relevant, equivalent job-related work experience with industry-recognized compliance certifications (e.g., CAMS, CRCM)

Aufgaben

• Monitor compliance with regulatory requirements and company policy
• Conduct testing activities and assessments to identify and address control weaknesses
• Provide reports on regulatory compliance; execute assigned CMS processes
• Act in a consultative manner to assist the First Line of Defense in developing and redesigning processes to improve compliance
• Review risk indicators, red flags, and exception reports to monitor compliance and propose corrective actions
• Identify, analyze, recommend corrective actions, and resolve compliance issues when necessary
• Communicate compliance requirements and potential instances of non‑compliance with business partners
• Conduct risk assessments as directed
• Complete, file, and quality‑assure mandatory regulatory filings and reports required by applicable state and federal authorities
• Manage state regulatory agency examination processes end‑to‑end, including examiner coordination, pre‑exam preparation, written response drafting, findings tracking, and annual exam analysis reporting for executive and board audiences
• Administer the regulatory and customer complaint process, including intake, investigation coordination, response drafting, and SLA monitoring across federal and state regulators
• Develop, review, and maintain compliance policies, procedures, and workflows
• Proactively research to stay up to date with relevant rules, regulations, changed business practices, and industry‑related events
• Design and maintain compliance reporting, including regulatory examination trends, complaint volume analysis, and CMS performance data for operational and executive audiences
• Support the annual compliance training review process, including content accuracy review, regulatory currency validation, and coordination with training program owners
• Coach and review work of other compliance professionals
• Complete ad hoc projects as assigned

Kenntnisse

Regulatory compliance

Risk management

Policy drafting

Audit support

Ausbildung

Bachelor's degree or equivalent

Jobbeschreibung

Responsibilities

• Monitor compliance with regulatory requirements and company policy
• Conduct testing activities and assessments to identify and address control weaknesses
• Provide reports on regulatory compliance; execute assigned CMS processes
• Act in a consultative manner to assist the First Line of Defense in developing and redesigning processes to improve compliance
• Review risk indicators, red flags, and exception reports to monitor compliance and propose corrective actions
• Identify, analyze, recommend corrective actions, and resolve compliance issues when necessary
• Communicate compliance requirements and potential instances of non‑compliance with business partners
• Conduct risk assessments as directed
• Complete, file, and quality‑assure mandatory regulatory filings and reports required by applicable state and federal authorities
• Manage state regulatory agency examination processes end‑to‑end, including examiner coordination, pre‑exam preparation, written response drafting, findings tracking, and annual exam analysis reporting for executive and board audiences
• Administer the regulatory and customer complaint process, including intake, investigation coordination, response drafting, and SLA monitoring across federal and state regulators
• Develop, review, and maintain compliance policies, procedures, and workflows
• Proactively research to stay up to date with relevant rules, regulations, changed business practices, and industry‑related events
• Design and maintain compliance reporting, including regulatory examination trends, complaint volume analysis, and CMS performance data for operational and executive audiences
• Support the annual compliance training review process, including content accuracy review, regulatory currency validation, and coordination with training program owners
• Coach and review work of other compliance professionals
• Complete ad hoc projects as assigned

Requirements

• 5‑7 years of related experience in compliance or related risk management field in a regulated industry
• Bachelor’s degree (preferred) or relevant, equivalent job‑related work experience with industry‑recognized compliance certifications (e.g., CAMS, CRCM)

Certifications & Qualifications

• CAMS
• CRCM