Responsable de la surveillance du comportement UBS (h/f/d)

Jobup; Bern; On-site; CHF 180,000 - 240,000; Full time

Job summary

UBS Group in Bern seeks a leader to head a team of risk professionals, shaping conduct supervision across the organization. You will supervise risk areas, drive a global program, and manage findings from audits and supervisory activities, working with FINMA and international stakeholders.

The role requires a law or economics background with finance focus, extensive leadership experience, and fluency in German and English. French is a plus.

Qualifications

• Master's degree in law or economics with finance focus required.
• Strong analytical skills and high-quality standards under pressure.
• Fluent in German (C2) and good English (C1); French is a plus.

Responsibilities

• Provide effective, risk-oriented supervision and team leadership.
• Develop and implement UBS's conduct supervision program.
• Assess conduct and legal risks in UBS's global business model.
• Definition of supervisory priorities and audit strategy in Financial Crime, Market Conduct, AML/KYC, Sanctions, Investment Suitability and Fraud Risks
• FINMA lead for the assessment of findings from supervisory activities and audit reports in the area of conduct risks
• Maintaining and developing relationships with national and international stakeholders

Skills

Strong analytical skills

German (C2)

English (C1)

French (advantage)

Education

Master's degree in law or economics with finance focus

Job description

Lead a team of risk professionals at UBS Group, shaping oversight actively. Join a dynamic work environment with great benefits.

Tasks

• Provide effective, risk-oriented supervision and team leadership.
• Develop and implement UBS's conduct supervision program.
• Assess conduct and legal risks in UBS's global business model.

Skills

• Master's degree in law or economics with finance focus required.
• Strong analytical skills and high-quality standards under pressure.
• Fluent in German (C2) and good English (C1), French is a plus.

Lead a team of risk specialists and actively shape the risk-oriented conduct supervision across the UBS Group.

Main tasks

• Professional and personnel management of the group as well as ensuring effective, risk-oriented and forward-looking supervisory activities
• Responsibility for UBS conduct supervision and the further development and implementation of the corresponding supervisory programme, including on-site inspections and other supervisory instruments
• Definition of supervisory priorities and audit strategy in the areas of Financial Crime, Market Conduct, AML / KYC, Sanctions, Investment Suitability and Fraud Risks
• Monitoring and assessment of conduct and legal risks arising from the global business model of the UBS Group and deriving necessary supervisory measures
• FINMA lead for the assessment of findings from supervisory activities and audit reports in the area of conduct risks
• Maintaining and developing relationships with national and international stakeholders

Profile

• University degree in law or economics, preferably with a financial economics supplement
• At least 10 years of professional experience in conduct and compliance at banks, audit firms or supervisory authorities, with strong expertise in the areas of anti-money laundering, market conduct and investment suitability
• Several years of leadership experience, ideally in managing recognised subject matter experts
• Strong analytical skills and high quality standards for own work, even under time pressure, as well as high independence
• Convincing and professional appearance in dialogue with supervised entities, even in controversial discussions
• Excellent German skills (C2) and very good English skills (C1), French skills are an advantage

Perspectives

Monika Bürki will be happy to provide information.

FINMA supervises the Swiss financial market. It protects the interests of investors, creditors and insured persons and contributes to the stability and competitiveness of financial market participants through its supervision. More than 800 competent and motivated employees are committed to this every day. We offer you a position in the Banking division as