Head of Compliance

responsAbility Investments AG; Zürich; On-site; CHF 210,000 - 280,000; Full time

Job summary

responsAbility Investments AG is seeking a dedicated Head of Compliance to lead Swiss regulatory compliance and oversee the compliance framework across the responsAbility Group. The role acts as Money Laundering Reporting Officer (MLRO) and ensures alignment with FINMA and local requirements.

You will advise senior management and the Board, manage the Compliance team, and foster a culture of integrity and regulatory excellence in Zurich.

Qualifications

• University degree in Law, Finance, Economics or a related discipline.
• At least 10 years of relevant experience in Compliance or Risk functions within financial services.
• Strong knowledge of Swiss financial regulation, including FINMA requirements.
• Experience as MLRO or Compliance Officer.

Responsibilities

• Oversee Swiss regulatory compliance and governance across responsAbility Group.
• Act as MLRO and supervise AML and financial crime framework.
• Maintain and enhance the Compliance Framework and monitor regulatory developments.
• Provide independent advice to senior management and the Board on compliance matters.
• Lead the Compliance team and foster a strong compliance culture.

Education

University degree in Law, Finance, Economics

Job description

responsAbility is a leading Swiss impact asset manager with deep expertise in private markets investing across emerging markets. The company provides debt and equity financing to financial institutions, enterprises and mid-market funds, designed to generate measurable positive outcomes for people and planet alongside competitive financial returns. Impact and ESG are embedded throughout the investment process and supported by active engagement. As of 30 June 2026, responsAbility manages USD 6 billion in assets invested in around 70 countries and works with institutional, private and public sector investors to invest capital at scale.
Founded in 2003, responsAbility has deployed more than USD 18.2 billion in impact investments. Since 2022, responsAbility has been part of M&G Investments, a business of M&G plc, a global savings and investments group with asset management and insurance capabilities and a long-term institutional ownership base.
responsAbility is proud to be an equal opportunity employer. Our commitment is to provide you with the best possible recruitment experience along with a neutral assessment of your CV and application. Your skill set, education and experience are what we focus on. We therefore kindly ask you to support us on this matter by refraining from putting any personal details (such as picture, gender, marital status etc.) on your CV or motivation letter.

We are looking for a dedicated expert in the role of

Head of Compliance

The Head of Compliance leads the Compliance function of responsAbility, with responsibility for Swiss regulatory compliance, including FINMA requirements, and oversight of the Compliance Framework across the responsAbility Group. The role acts as Money Laundering Reporting Officer (MLRO), safeguards regulatory licences and ensures that Group policies are appropriately aligned with Swiss and local regulatory requirements. It provides independent advice to senior management and the Board of Directors and works closely with business and control functions, subsidiaries and relevant Group stakeholders. The role reports directly to the Head of Legal & Compliance.

Your Main Tasks

• Regulatory Compliance: Oversee compliance with applicable Swiss and international regulatory requirements, safeguard regulatory licenses and coordinate regulatory interactions, examinations, reporting and remediation.
• AML and Financial Crime: Act as MLRO and oversee the AML and financial crime framework, including risk assessments, client due diligence, sanctions and transaction monitoring, and the escalation and reporting of suspicious activities.
• Compliance Framework and Group Oversight: Maintain and enhance the Compliance Framework, monitor regulatory developments and ensure that Group policies and standards are implemented in line with Swiss and local requirements across subsidiaries and branches.
• Governance and Stakeholder Management: Provide independent compliance advice and reporting to senior management and the Board, escalate material risks and maintain effective relationships with regulators, auditors and relevant Group stakeholders.
• Leadership and Compliance Culture: Lead and develop the Compliance team, promote ethical conduct and compliance awareness, and foster effective collaboration across business and control functions.

Your Experience and Skills

• University degree in Law, Finance, Economics or a related discipline; a relevant Compliance qualification is an advantage.
• At least 10 years of relevant experience in Compliance or Risk functions within financial services, including senior-level responsibility.
• Strong knowledge of Swiss financial regulation, including FINMA requirements, Swiss anti-money laundering legislation and applicable asset management regulation.
• Experience as an MLRO, Compliance Officer or in a comparable senior regulatory control role.
• Proven experience with regulators, regulatory examinations and audits, as well as oversight of international subsidiaries or cross-border regulatory matters.
• Strong leadership, communication and stakeholder management skills, with the ability to advise senior management, exercise sound regulatory judgment and balance regulatory requirements with business needs.
• A proactive, pragmatic and solution-oriented approach, with the ability to align Group standards with local regulatory requirements.
• Experience in alternative investments, emerging markets, private debt, private equity, infrastructure or impact investing, and in international matrix organisations would be considered as a plus.

Success in this role means safeguarding the organization's regulatory licenses, effectively managing AML and compliance risks, achieving strong outcomes in regulatory examinations and audits, implementing regulatory changes on time, and maintaining effective oversight across the subsidiary and branch network. The role will also be instrumental in fostering a strong compliance culture and developing a scalable, efficient Compliance operating model that supports responsAbility's growth strategy.

An exciting job, located in the city of Zurich, with plenty of room for personal initiative, within a multicultural, future-oriented working environment, awaits you.