Compliance Officer - Depository & Trustee

Robert Walters; Zürich; Vor Ort; CHF 100’000 - 130’000; Vollzeit

Zusammenfassung

A leading recruitment firm is seeking a Compliance Officer in Zurich with deep knowledge of Depository and Trustee Banks. The ideal candidate has 5-10 years of compliance experience and strong knowledge of Swiss banking laws. Fluent German and English communication skills are required, along with a relevant degree and certifications. This role emphasizes compliance risk management and regulatory adherence, offering a strategic position within the organization.

Qualifikationen

• 5–10 years of compliance experience within a Depository and Trustee Bank or related financial institution.
• Strong knowledge of Swiss banking laws, EU directives, and trustee/depositary services regulations.
• Strong analytical skills with attention to detail and problem-solving ability.

Aufgaben

• Ensure compliance with FINMA regulations and international standards.
• Advise senior management on compliance risks and regulatory developments.
• Monitor and update internal compliance policies and procedures.
• Conduct compliance risk assessments and implement control measures.
• Oversee regulatory reporting and liaise with regulators.
• Deliver training on compliance-related matters.
• Support audits and internal investigations.

Kenntnisse

Compliance experience

Knowledge of Swiss banking laws

Fluent in German and English

Analytical skills

Communication skills

Ausbildung

Degree in Law, Finance, Business Administration

Compliance certifications (e.g., CAS, CAMS, CFA)

Jobbeschreibung

Compliance Officer - Depository & Trustee

2 weeks ago Be among the first 25 applicants

We are looking for a Compliance Officer with deep knowledge and understanding of Depository and Trustee Banks.

Key Responsibilities

• Ensure the bank’s activities comply with FINMA regulations and other relevant international standards.
• Advise senior management on compliance risks and regulatory developments.
• Monitor, review, and update internal compliance policies and procedures.
• Conduct compliance risk assessments and implement control measures.
• Oversee regulatory reporting and liaise with regulators as needed.
• Deliver training to staff on compliance-related matters.
• Support audits and internal investigations, ensuring timely resolution of issues.
• Stay up to date with changes in Swiss and EU financial regulations.

Requirements

• 5–10 years of compliance experience within a Depository and Trustee Bank or related financial institution.
• Strong knowledge of Swiss banking laws, EU directives, and trustee/depositary services regulations.
• Fluent in German and English (written and spoken).
• Degree in Law, Finance, Business Administration, or a related field; compliance certifications (e.g., CAS Compliance Officer, CAMS, CFA Institute Certificate in ESG Investing) are a plus.
• Strong analytical skills with attention to detail and problem-solving ability.
• Excellent communication and stakeholder management skills.