Wealth Management Risk & Compliance VP

Morgan Stanley; Toronto; On-site; CAD 120,000 - 180,000; Full time

Benefits offered by this job

Employee benefits

Comprehensive perks

Job summary

Morgan Stanley is seeking a Wealth Management Registered Supervisor - Vice President in Toronto to lead supervision, risk and compliance activities within MSWC. You will report to the Chief Risk Officer and work with cross‑functional teams to enforce ethics, policies and regulatory requirements.

The role requires strong communication, leadership and a solid background in CIRO rules, complex products and supervisory processes, with a focus on risk mitigation and audit readiness.

Qualifications

• Bachelor’s degree or equivalent education or experience.
• 2 years supervisory experience with a CIRO regulated dealer.
• Possess CSC, CPH, 90-day training program and CSI Supervisors Course.
• Derivative Fundamental and Option License Course, Options Supervision Course.
• Meet the appropriate experience requirements per CIRO rules.

Responsibilities

• Oversee first‑tier supervision of retail accounts, including options.
• Coach Financial Advisors on policies to promote risk awareness.
• Ensure proper approvals and robust procedures are in place.
• Monitor and communicate MSWC policies and regulatory requirements.
• Support audits and respond to findings with remediation.

Skills

CIRO Rules knowledge

Regulatory compliance

Leadership

Communication skills

Financial products knowledge

Education

Bachelor’s degree

Job description

Morgan Stanley is seeking a Wealth Management Registered Supervisor - Vice President in Toronto to lead supervision, risk and compliance activities within MSWC. You will report to the Chief Risk Officer and work with cross‑functional teams to enforce ethics, policies and regulatory requirements.

The role requires strong communication, leadership and a solid background in CIRO rules, complex products and supervisory processes, with a focus on risk mitigation and audit readiness.