Strategic Compliance Oversight Analyst II

TD; Toronto; On-site; CAD 70,000 - 98,000; Full time

Job summary

TD in Toronto seeks a seasoned Compliance professional to lead policy development, risk assessments, and regulatory controls across the enterprise. You will support management reporting and collaborate with control functions to ensure effective risk management.

The role requires an undergraduate degree and 3+ years of relevant experience, with professional designations as applicable. TD emphasizes growth, fair compensation, and ongoing skills development within a dynamic financial services

Qualifications

• Undergraduate degree
• Relevant professional designations and/or certifications as required
• 3+ years relevant experience

Responsibilities

• Assist in the development and implementation of appropriate Compliance policies, processes and controls
• Facilitate Compliance risk and self-assessment activities for designated business using TD’s Enterprise Compliance Risk Assessment Framework
• Monitor that assessments are completed and communicated in a timely fashion
• Guide and complement the assigned portfolio in terms of financial, regulatory and risk management requirements
• Interact with control functions within the organization
• Develop analysis and insights, prepare and deliver management reporting for risk measurement
• Collaborate on Compliance advisory activities and procedural support

Skills

Compliance guidance

Risk assessment

Regulatory knowledge

Analytical thinking

Education

Undergraduate degree

Professional designations/certifications

Job description

TD in Toronto seeks a seasoned Compliance professional to lead policy development, risk assessments, and regulatory controls across the enterprise. You will support management reporting and collaborate with control functions to ensure effective risk management.

The role requires an undergraduate degree and 3+ years of relevant experience, with professional designations as applicable. TD emphasizes growth, fair compensation, and ongoing skills development within a dynamic financial services