Compliance & Risk Oversight Analyst II

The Toronto-Dominion Bank (Canada); Toronto; On-site; CAD 70,000 - 98,000; Full time

Job summary

The Toronto-Dominion Bank in Toronto, Ontario, is seeking a seasoned Compliance professional to support the development and implementation of policies and controls across the bank's enterprise compliance framework. The role emphasizes risk assessment, monitoring, and reporting to senior management.

You will interact with control functions, provide analysis, and ensure adherence to regulatory guidelines while supporting business lines with effective risk management.

Qualifications

• Undergraduate degree is required.
• 3+ years of relevant experience in compliance or a related field.

Responsibilities

• Assist in the development and implementation of appropriate Compliance policies, processes and controls.
• Facilitate the periodic Compliance risk and self-assessment activities for designated business using TD’s Enterprise Compliance Risk Assessment Framework.
• Monitor that assessments (monitoring, risk assessment etc.) are completed and communicated in a timely fashion.
• Guide and complement the assigned portfolio in terms of financial, regulatory and risk management requirements.
• Interact with control functions within the organization.
• Develop analysis and insights, prepare and deliver management reporting necessary to promote accurate and thorough measurement of the risk factors present in various products.
• Contribute to various Compliance advisory activities, assist in evaluating methodologies for analyzing risk exposures.
• Oversee TD maintains successful audits and exams within all areas.

Education

Undergraduate degree

Job description

The Toronto-Dominion Bank in Toronto, Ontario, is seeking a seasoned Compliance professional to support the development and implementation of policies and controls across the bank's enterprise compliance framework. The role emphasizes risk assessment, monitoring, and reporting to senior management.

You will interact with control functions, provide analysis, and ensure adherence to regulatory guidelines while supporting business lines with effective risk management.