Sr. AML Testing Analyst - Regulatory Testing

TD; Toronto; On-site; CAD 80,000 - 110,000; Full time

Job summary

TD is seeking a Senior AML Testing Analyst to join its Financial Crime Risk Management Testing Team. This role involves conducting validation testing of regulatory issue remediation activities, developing test plans, and leading testing phases. Candidates should have a university degree, relevant certifications, and extensive knowledge of AML/ATF regulations. Join TD for a rewarding career with a comprehensive compensation package and opportunities for professional growth.

Benefits

Comprehensive compensation package

Career development opportunities

Supportive work environment

Commitment to diversity and inclusion

Qualifications

• 4+ years in a challenge function within financial services.
• Deep knowledge of AML/ATF regulations and control frameworks.

Responsibilities

• Execute testing of remedial work related to Regulatory Issues.
• Develop testing documentation and report results.
• Lead and support testing projects, including planning, execution, and reporting.

Skills

AML/ATF regulations

Control frameworks

Testing documentation

Project management

Education

University degree or equivalent experience

Relevant certifications (e.g., CAMS)

Job description

Sr. AML Testing Analyst - Regulatory Testing

Join to apply for the Sr. AML Testing Analyst - Regulatory Testing role at TD.

Job Description

The Financial Crime Risk Management (FCRM) Testing Team within TD conducts design and operating effectiveness testing of AML/ATF, Sanctions, and ABAC controls enterprise-wide. The Pre-Completion Testing (PCT) Team reviews Regulatory Issues to verify remedial actions prior to internal audit submission.

The Senior FCRM Testing Analyst – PCT Validations conducts validation testing of regulatory issue remediation activities, develops test plans, executes testing, and monitors progress. The role may lead testing phases and require development of testing documentation, evaluation, and reporting.

Responsibilities

• Execute testing of remedial work related to Regulatory Issues.
• Develop testing documentation and report results.
• Understand and apply bank’s AML/ATF obligations and control frameworks.
• Evaluate controls effectiveness and recommend improvements.
• Lead and support testing projects, including planning, execution, and reporting.

Qualifications

• University degree or equivalent experience.
• Relevant certifications (e.g., CAMS) preferred.
• 4+ years in a challenge function within financial services.
• Deep knowledge of AML/ATF regulations and control frameworks.

Additional Information

TD offers a comprehensive compensation package, career development opportunities, and a supportive work environment. We value diversity and are committed to accessibility and inclusion.